Rozina Hirani Khwaja

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

WTM order restrained appellants from accessing securities market for 3 years
WTM directed appellant nos. 2 to 6 to disgorge amounts per para 73 table
AO order dated September 2, 2021 imposed various penalties on appellants

SAT-appeal

Alleged that Ameen Khwaja possessed UPSI regarding PTL’s proposed slump sale of its software solutions business to the Kewill group and communicated it to relatives, who traded in PTL shares while possessing the UPSI.
Appeals Nos. 584 of 2019 and 696 of 2021 were heard together against the WTM order dated 13 August 2019 and AO order dated 2 September 2021.
Appeal: Appeal Nos. 584 of 2019 and 696 of 2021; hearing on 24 March 2022 and decision dated 15 June 2022. Final disposal outcome is not included in the provided text.
Ameen Khwaja allegedly possessed UPSI on slump sale of Palred Technologies Ltd software business to Kewill group and communicated it to 5 close family members who traded while in possession of UPSI.
WTM order restrained appellants from accessing securities market for 3 years · WTM prohibited association with any listed companies for similar 3 year period
Appeal: Appeal No. 584 of 2019 and Appeal No. 696 of 2021 heard on 24.03.2022, decided by SAT on 15.06.2022

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Source: SecMarx — Rozina Hirani Khwaja. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.