Rosydevi Agarwal

SAT-appeal

• Alleged fraudulent and manipulative trading through misleading corporate announcements, off-market share transfers, artificial volumes and price rise, together with failures to make required SAST and PIT disclosures.
  Common order deciding the connected appeals against separate SEBI Adjudicating Officer penalty orders.
  Appeal: Appeal Nos. 203 of 2019, 255 of 2019, 350 of 2019, 462 of 2019, 101 of 2020 and 447 of 2021 heard on 5 July 2022 and decided by common order on 16 November 2022; disposal outcome not included in the supplied text.
• SAT matter SATV-2C9493961FD793CDDB4A2959
  Impugned SEBI orders quashed and set aside · Matters restored to the SEBI Adjudicating Officer for fresh orders on merits and in accordance with law
  Appeal: Appeal Nos. 316, 317, 318, 319 and 320 of 2015 disposed of on 16 March 2016; impugned orders quashed and matters remanded to SEBI's Adjudicating Officer.
• Misleading corporate announcements on 1 Nov 2003, 22 Dec 2003, 16 Jan 2004 on Poonam Industries acquisition and preferential/right issue that never materialized, with off-market transfers without SAST/PIT disclosures.
  Appeal: Appeal Nos. 203/2019, 255/2019, 350/2019, 462/2019, 101/2020 and 447/2021 with Misc. Application 609/2021 heard together; hearing 05.07.2022, decision 16.11.2022 by common order
• SAT matter SATV-C0EE6AA2108B6FF885CFA35E
  Impugned Adjudicating Officer orders in Appeals 316-320 of 2015 quashed and set aside · Matters restored to Adjudicating Officer for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 316, 317, 318, 319 and 320 of 2015 disposed of on 16.03.2016 by consent remand to AO
• SAT matter SATV-E548FCE34CFB52084B5880E0
  Impugned AO orders in Appeals 316-320 of 2015 quashed and set aside · Matters restored to file of Adjudicating Officer for fresh order on merits per law
  Appeal: Appeal Nos. 316, 317, 318, 319 and 320 of 2015 disposed of on 16.03.2016 by remand to AO
• SAT matter SATV-FFFB1E0026578238D2150CA2
  Impugned AO orders in Appeal Nos. 316-320 of 2015 quashed and set aside · Matters restored to Adjudicating Officer of SEBI for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 316, 317, 318, 319 and 320 of 2015 disposed on 16.03.2016 by quashing and remand to AO
• SAT matter SATV-637574091AC488DEAC0DA497
  Impugned orders in Appeals 316–320 of 2015 quashed and set aside · Matters restored to SEBI Adjudicating Officer for fresh orders on merits and in accordance with law
  Appeal: Appeal Nos. 316, 317, 318, 319 and 320 of 2015 disposed of on 16 March 2016; impugned orders quashed and matters remanded.
• SAT matter SATV-87DBFE6143907E5BABA639FC
  Impugned Adjudicating Officer orders in all appeals quashed and set aside · Matters restored to file of Adjudicating Officer of SEBI for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 316, 317, 318, 319 and 320 of 2015 disposed on 16.03.2016 by remand to AO with no order as to costs