Rishabh Jain
Penalties and directions recorded
- Matters listed for 1 June 2022
- Matters listed for 28 March 2022
- Parties directed to contact the Registrar 48 hours before the listed date regarding video or physical hearing
- Debarred from accessing securities market for 3 years from order date or till 3 years after refunds
- Misc Application No. 794 of 2022 allowed; Mrs. K. Affrin substituted for deceased appellant G. Kadar Hussain
SAT-appeal
- SAT matter SATV-0D0194A3EE74DA68A798B8BEAppeals adjourned on the appellants' request. · List on 27 April 2022.Appeal: Appeal Nos. 315 of 2021 and 01 of 2022 were adjourned on 28 March 2022 and listed for 27 April 2022; no disposal on merits mentioned.
- SAT matter SATV-236B774790E67FAA15BF3126SEBI respondent granted two weeks to file reply · Appellants permitted two weeks thereafter to file rejoinderAppeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 were pending; matter adjourned to 1 June 2022
- SAT matter SATV-1E4BBF6BDD04A187A782908DAppellants granted three weeks to file rejoinder · Matters listed for 28 March 2022Appeal: Appeal Nos. 315 of 2021 and 1 of 2022 were pending; adjourned for rejoinder and listed on 28 March 2022
- SAT matter SATV-2D5D0667E18425599F9AA0D9Three weeks allowed to the appellant to file rejoinder · Matter listed for 7 October 2021Appeal: Appeal No. 315 of 2021; order dated 12 August 2021; procedural directions issued and matter listed for 7 October 2021
- SAT matter SATV-27E08672920A2E534002779FAdjourned on request of learned counsel for the appellant · List on February 27, 2023Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending; adjourned on 30.01.2023, listed on February 27, 2023
- SAT matter SATV-3D51D1D2D7E15387B4A77DFERejoinder affidavit to SEBI reply taken on record · Respondent no.2 granted time to file reply within two weeks with rejoinder two weeks thereafterAppeal: Appeal No. 315 of 2021 with Misc. Application Nos. 223 of 2022, 299 of 2022 and Appeal No. 01 of 2022 pending; listed on June 01, 2022
- Providing investment advisory services and stock tips via websites without IA registration while collecting subscription fees with assured-return promisesSAT dismissed both appeals and upheld WTM order dated 21 July 2020 with no order as to costs · Refund amount collected by providing unregistered investment advisory servicesAppeal: Appeal No.315 of 2021 and Appeal No.01 of 2022 against WTM order dated 21 July 2020 dismissed on 11 April 2023
- SAT matter SATV-5D35DF0E6477BF801AB5569BAdjourned on the request of the appellant · List on April 27, 2022Appeal: Appeal No. 315 of 2021 and Appeal No. 01 of 2022 with Misc. Application No. 223 of 2022 adjourned, listed on April 27, 2022 vide order dated 28.03.2022
- SAT matter SATV-69F8A64EE2ECA8EDDE55F544Adjourned on request of the appellants · List on July 15, 2022Appeal: Appeal No. 315 of 2021 with Misc. Application Nos. 223 and 299 of 2022 and Appeal No. 01 of 2022 adjourned to 15 July 2022, not disposed
- SAT matter SATV-7D04C0B8EC57F0D768D8A35DSubstitution of deceased appellant G. Kadar Hussain by widow Mrs K. Affrin allowed · Additional grounds allowed to be added in memo of appeal
- SAT matter SATV-840EFA61B3D3B3FA3B694B1BAmendment / amended memo of appeal to be filed within 10 days · Matter listed on November 14, 2022Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending before SAT; next listed on November 14, 2022 for amended memo
- SAT matter SATV-8A104DD26FFB17D00B745D3CAdjourned to August 11, 2022 to allow filing death certificate of one appellant · Parties to act on digitally signed copy; certified copy available on payment of chargesAppeal: Appeal No. 315 of 2021 with Misc. Application Nos. 223/2022, 299/2022 and Appeal No. 1 of 2022 adjourned, not disposed; next date August 11, 2022
- SAT matter SATV-82A3CA0E2A1147640817EB83Three weeks time allowed to appellant to file rejoinder · List matter on 12 August 2021Appeal: Appeal No. 315 of 2021 pending before SAT; rejoinder stage; next listing 12 August 2021
- SAT matter SATV-97616E5DAE22BA8AF7EB16E2Matter adjourned and listed on July 4, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 with Misc. Applications 223 and 299 of 2022 pending; adjourned to July 4, 2022
- SAT matter SATV-8A9195F94812B97CE1183F23Three weeks time allowed to the appellant to file rejoinder · List on 28th March, 2022Appeal: Appeal No.315 of 2021 and Appeal No.1 of 2022 pending before SAT; adjourned for rejoinder; next listing 28 March 2022
- SAT matter SATV-9E53AAF066FB78EE35348432Three weeks time allowed to appellant to file rejoinder · List matter on January 12, 2022Appeal: Appeal No. 315 of 2021 (Rishabh Jain vs SEBI) pending; adjourned to January 12, 2022 for rejoinder
- SAT matter SATV-AB04C5BB2B7640717781D6C7Adjourned on request of appellant counsel, listed on December 16, 2022Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending before SAT, adjourned to December 16, 2022 with no disposal yet
- Carrying on Investment Advisory Services through various websites and collecting subscription fees without registration under IA Regulations, 2013.SAT dismissed both appeals and upheld WTM order for refund of amounts collected for unregistered advisory · WTM debarment from securities market for three years upheldAppeal: Appeal No.315 of 2021 and Appeal No.01 of 2022 dismissed on 11.04.2023, order reserved on 15.03.2023
- SAT matter SATV-B6272F6EE4EA0600DBB27533List Appeal No. 315 of 2021 and Appeal No. 1 of 2022 on March 15, 2023Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending; adjourned to March 15, 2023 vide SAT order dated 27.02.2023
- SAT matter SATV-B12C33E9C91A4D38B66E0595Adjourned on request of the appellants · List on July 15, 2022Appeal: Appeal No. 315 of 2021 with Misc. Applications 223/2022, 299/2022 and Appeal No. 01 of 2022 adjourned on 04.07.2022; listed for July 15, 2022
- SAT matter SATV-AF39563A37D5617D4EB49D0BAdjourned on request of learned counsel for the appellants · List on October 10, 2022Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending; adjourned to October 10, 2022
- SAT matter SATV-BED1D75EBE8326209D95D7EBAdjourned on request of appellants counsel, listed on October 10, 2022 · Parties to act on digitally signed copy; certified copy available on paymentAppeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending; adjourned to October 10, 2022
- SAT matter SATV-CE6683283AA24B4B885DCBA2File amendment / amended memo of appeal within 10 days · List matters on November 14, 2022Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending before SAT; adjourned to 14 November 2022 for amended memo
- SAT matter SATV-D245B63289087FF1D283A2F4Matter adjourned as prayed after death certificate with impleadment application filed · List on 15th September, 2022Appeal: Appeal No.315 of 2021 with Misc. Applications Nos.223, 299, 794 of 2022 and Appeal No.1 of 2022 - adjourned, next listing 15 September 2022
- SAT matter SATV-E3ED37E4A3A8A366BB91F1C0Three weeks' further time allowed to appellant to file rejoinder · List on February 18, 2022Appeal: Appeal No. 315 of 2021 pending; rejoinder allowed; listed on February 18, 2022
- SAT matter SATV-E865D0E05CD393C1CCBC319C12 days delay in filing appeal condoned in Misc. Application No.19 of 2017; application disposed of · Review Application No.1 of 2017 disposed with addition to para 17 of order dated 15 Dec 2016 excepting Smt. Chanchal KumarAppeal: Applicants have already filed appeal before the Apex Court (Supreme Court) against SAT order dated 15 December 2016; other review grounds not pressed for that reason
- SAT matter SATV-695E845815F8CCBDEA17D4FCAdjourned on request of counsel for appellant in Appeal No. 1 of 2022 · List on January 30, 2023Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 adjourned on 16.12.2022; next listing January 30, 2023
- SAT matter SATV-6605A88060176140A1DB5BA8Adjourned on request of counsel for respondent no. 2 · List on December 1, 2022Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending before SAT; adjourned to December 1, 2022
- SAT matter SATV-9DF5395659F4ABC0F2152A89Delay condoned; Misc. Application No.191 of 2021 allowed · Respondent SEBI to file reply within three weeksAppeal: Appeal No.315 of 2021 (Rishabh Jain vs SEBI) with Misc. Application No.191 of 2021 for delay; delay condoned, pending for reply/rejoinder, next date 5 July 2021
- SAT matter SATV-C63F610C3B160C73FE8D3B1EList Appeal No. 315 of 2021 and Appeal No. 1 of 2022 on March 15, 2023Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending; listed on March 15, 2023 vide order dated 27.02.2023
- SAT matter SATV-C93A0DB33F01F7BCBA890EBEMatter adjourned on intimation of death of appellant G. Kadar Hussain · List on July 4, 2022Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 with Misc. Applications No. 223 and 299 of 2022 adjourned, next listing July 4, 2022, no final disposal
- SAT matter SATV-C55E1AEB3D2E9A8108116425Three weeks time allowed to appellant to file rejoinder · List matter on November 29, 2021Appeal: Appeal No. 315 of 2021 (Rishabh Jain vs SEBI) pending; adjourned to November 29, 2021 for rejoinder
- SAT matter SATV-C7093E193456DB832998CC87Three weeks' time allowed to the appellant to file rejoinder · Matter listed on 28 March 2022Appeal: Appeal No.315 of 2021 and Appeal No.1 of 2022 pending before SAT; adjourned for rejoinder, next listing 28 March 2022
- SAT matter SATV-CC79A1B3B795C7F130C0DE45Adjourned on request of learned counsel for the appellant · List on February 27, 2023Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 adjourned vide order dated 30.01.2023; next listing February 27, 2023
- SAT matter SATV-DFC6A8EED31F805A44DEF502Heard counsel for parties, order reserved · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 heard on 15.03.2023, order reserved with no disposal or further appeal stated
Other
- SAT matter SATV-75D4E948C32FEBA7E73D3C0FMisc Application No. 794 of 2022 allowed; Mrs. K. Affrin substituted for deceased appellant G. Kadar Hussain · Memo of appeal to be corrected within three weeks from 10.10.2022Appeal: Appeal No. 315 of 2021 and Appeal No. 1 of 2022 pending before SAT; no final disposal, listed on 1 November 2022
Source: SecMarx — Rishabh Jain. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.