Rikhav Securities Ltd.

2 matters before the Securities Appellate Tribunal

SAT-appeal

Pending investigation leading to restraint from acting as syndicate/sub-syndicate member for forthcoming public issues
Treat WTM order as ad-interim ex-parte qua appellant · SEBI to hear appellant within next two weeks
Appeal: Appeal No. 175 of 2011 decided on 16.11.2011 - disposed with direction for fresh hearing by SEBI
Alleged role in unusual bidding and withdrawal in IPO of Vaswani Industries Limited.
Appeal dismissed with no order as to costs · Interim prohibition on acting as syndicate/sub-syndicate member continued pending investigation
Appeal: Appeal No. 45 of 2012 dismissed on 1 March 2012; prior Appeal No. 175 of 2011 disposed on 16 November 2011 with direction for hearing

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Source: SecMarx — Rikhav Securities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.