Rashmi Mishra
Penalties and directions recorded
- Minimum penalty under Section 15HA cannot be reduced below Rs.5 lakh
- Appeals allowed in part by waiving interest subject to deposit of penalty within eight weeks
- On failure to deposit, SEBI entitled to recover penalty with interest
SAT-appeal
- SAT matter SATV-108797924AD44B59CD82A84AAfter hearing counsel for both parties, the order was reserved.Appeal: Appeal No. 89 of 2025 was heard by SAT on 21 April 2025; order reserved. No disposal on merits stated.
- SAT matter SATV-326C81838BCA30F9275F34FBMatter adjourned by consent; list on 20 February 2025Appeal: Appeal No. 89 of 2025, with Miscellaneous Applications Nos. 194, 195, 196 and 197 of 2025; order dated 12 February 2025 adjourned the matter to 20 February 2025
- SAT matter SATV-2D6CEEBD1356BF40BB404A9ABy consent, call / listing on February 25, 2025Appeal: Appeal No. 89 of 2025 pending before SAT with Misc. Applications No. 194, 195, 196 & 197 of 2025; adjourned to 25.02.2025 by consent
- Trading in illiquid stocks / illiquid stock options alleged as fraudulent and unfair trade practices attracting penalty under Section 15HA.Minimum penalty under Section 15HA cannot be reduced below Rs.5 lakh · Appeals allowed in part by waiving interest subject to deposit of penalty within eight weeks
- SAT matter SATV-47505F48AD1829A6FC15202FMatter directed to be called on 12 February 2025Appeal: Appeal Lodging No. 093 of 2025 was mentioned for urgent listing on 11 February 2025; call on 12 February 2025.
- SAT matter SATV-5776E4AAD37FFC37B1A54B37Adjournment granted; matter listed on 9 April 2025Appeal: Appeal No. 89 of 2025; on 19 March 2025, adjourned to 9 April 2025
- SAT matter SATV-D2AAF02C6397BFC62267A0FBBy consent, call on April 21, 2025Appeal: Appeal No. 89 of 2025 pending before SAT Mumbai; order dated 09.04.2025 only adjourns to 21.04.2025 with no disposal
- SAT matter SATV-F67A6BCC7C8FF9A5290630C2Matter adjourned by consent and listed on March 19, 2025Appeal: Appeal No. 89 of 2025 pending before SAT; adjourned to March 19, 2025
- SAT matter SATV-759E7F42207E97A55B6C2B7FMisc. Applications Nos. 117, 118, 119 of 2026 disposed of with no change to order dated January 16, 2026Appeal: Misc. Applications 117-119 of 2026 in Appeals 63, 89, 99 of 2025 disposed of on 11.02.2026
- SAT matter SATV-86972F0890E26AC0FD87C267List Misc. Application No. 117 of 2026 on February 11, 2026Appeal: Misc. Application No. 117 of 2026 in Appeal No. 63 of 2025 with Appeal Nos. 89 and 99 of 2025 pending; next listing February 11, 2026
Source: SecMarx — Rashmi Mishra. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.