Raman Goyal

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Penalty held excessive and not sustained; appeal allowed in part
Matter remitted to Adjudicating Officer for reconsideration on quantum of penalty only

SAT-appeal

SAT matter SATV-D5BCF9D62C34AE9D185FD8FD
Respondent SEBI to file limited affidavit on service of impugned order within a week · List Appeal for admission on January 14, 2022
Appeal: Appeal No. 781 of 2021 with Misc. Applications No. 1410-1411 of 2021 against SEBI order dated August 2, 2018 - 826 days delay, pending admission, next listed January 14, 2022
Violation of Regulations 3 and 4 of SEBI PFUTP Regulations, 2003 relating to fraudulent and unfair trade practices
Delay of 826 days condoned; Misc. Applications No.1410 and 1411 of 2021 allowed · Finding of violation of Regulations 3 and 4 of PFUTP Regulations affirmed
Appeal: Appeal No.781 of 2021 allowed in part on 14.01.2022; delay condoned and remanded on penalty quantum

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Source: SecMarx — Raman Goyal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.