Rakesh Gupta

44 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Effect and operation of the penalty stayed insofar as it relates to the appellant.
List matters on May 21, 2021 as part heard
Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
List matters on May 21, 2021 as part-heard
Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing

SAT-appeal

SAT matter SATV-024198A98798F5AF1FC08DD5
By consent, both appeals were adjourned and directed to be listed on 23 July 2024.
Appeal: Appeal Nos. 283 of 2022 and 847 of 2022 were pending before SAT; by consent, call on 23 July 2024.
SAT matter SATV-03A187A2D91257FA03B0A72E
Appeal No. 283 of 2022 adjourned by consent to 23 August 2024
Appeal: Appeal Nos. 283 of 2022 and 847 of 2022 were listed before SAT on 7 August 2024; Appeal No. 283 of 2022 was adjourned by consent to 23 August 2024.
SAT matter SATV-09F9CCF4C36309E0276735BC
Miscellaneous Application No. 3 of 2017 allowed to be withdrawn · No order as to costs
Appeal: Miscellaneous Application No. 3 of 2017 in Appeal No. 157 of 2015 withdrawn on 23 March 2017; disposal recorded with no order as to costs
SAT matter SATV-0A6B81A44754C65793D4B4C4
Both appeals adjourned due to non-availability of the bench · Listed for hearing on June 11, 2024
Appeal: Appeal Nos. 283 of 2022 and 847 of 2022 were adjourned on 12 March 2024 and listed for 11 June 2024; no disposal recorded.
SAT matter SATV-125E3B3E3364C4D9C17234C7
By consent, Appeals Nos. 283 of 2022 and 847 of 2022 were adjourned to September 11, 2024.
Appeal: Appeal Nos. 283 of 2022 and 847 of 2022 were pending and, by consent, called on September 11, 2024.
SAT matter SATV-12049C873177FF0BB014C6CC
Appeal No. 847 of 2022 dismissed for want of prosecution
Appeal: Appeal No. 847 of 2022 dismissed on 10 April 2023 for want of prosecution
SAT matter SATV-13744403A76E15F78EED4338
Matter adjourned due to non-availability of the bench · List the matter on 10 April 2023
Appeal: Appeal No. 847 of 2022 was adjourned on 24 February 2023 and listed for 10 April 2023; no disposal on merits mentioned.
SAT matter SATV-1F7DBB2ACE9CF1B129D2B0ED
Appeal adjourned on the appellant's counsel's request · Matter listed for 31 July 2023
Appeal: Appeal No. 847 of 2022; adjourned on 22 June 2023 and listed for 31 July 2023
SAT matter SATV-24EABA4EEBDD3C47DF512FB3
Adjourned due to non-availability of the bench · List both appeals on 12 March 2024
Appeal: Appeal No. 283 of 2022 (V. Shankar v. SEBI) and Appeal No. 847 of 2022 (Rakesh Gupta v. SEBI) were adjourned on 1 February 2024 and listed on 12 March 2024.
Alleged violation relating to conduct in 2008; the specific charge is not stated in the order.
Delay in filing the appeal condoned. · SEBI to file its reply within three weeks.
Appeal: Appeal No. 847 of 2022; delay condoned on 14 November 2022; penalty stayed insofar as it relates to the appellant; listed for admission and final disposal on 16 January 2023
SAT matter SATV-2E7BB4E886EE61E1B1D06E41
Appeal No. 847 of 2022 adjourned at the appellant's request · List Appeal No. 847 of 2022 on 20 September 2023
Appeal: Appeal No. 847 of 2022 adjourned on 24 August 2023 and listed for 20 September 2023; Appeal No. 283 of 2022 appears in the cause title without a disposition recorded.
SAT matter SATV-2B0F3083E865A431731C454F
Matter adjourned on the respondent's request · Both appeals listed for 1 December 2023
Appeal: Appeal Nos. 283 of 2022 and 847 of 2022 were adjourned on 10 November 2023 and listed for 1 December 2023; no disposal on merits stated.
SAT matter SATV-3960E4F80D33E526094E1099
List on November 10, 2023
Appeal: Appeal No. 847 of 2022 pending, next listed on November 10, 2023
SAT matter SATV-3B4E5CF72C226BC76DD4E661
Matter adjourned to September 10, 2024 by consent after SEBI sought time
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 pending before SAT; adjourned to September 10, 2024
SAT matter SATV-304E13EB0DD89FC202175139
Intervention application allowed by consent · Intervener application disposed of accordingly
Appeal: Misc. Application No. 9 of 2016 in Appeal No. 157 of 2015 disposed of on 13.10.2016 by consent
SAT matter SATV-398462D67280AF3DE3AD3E27
List matters on May 21, 2021 as part heard · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 157 of 2015, 158 of 2015, 21 of 2021 and 22 of 2021 pending; adjourned as part-heard to 21 May 2021
SAT matter SATV-4E886C5EB7A15840737EBFC0
List on 24 August 2023 · Parties directed to act on digitally signed copy of order
Appeal: Appeal No.283 of 2022 (V. Shankar vs SEBI) and Appeal No.847 of 2022 (Rakesh Gupta vs SEBI) pending; adjourned to 24 August 2023
SAT matter SATV-4FD105C13CD136E3E02169CD
List matters on May 21, 2021 as part-heard · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal Nos.157/2015, 158/2015, 21/2021, 22/2021 pending; listed as part-heard on May 21, 2021
SAT matter SATV-6ECCE40753A089520C1D72C0
Order dated April 10, 2023 recalled and Misc. Application 556 of 2023 allowed · Appeal No. 847 of 2022 restored to its original number
Appeal: Misc. Application 556 of 2023 in Appeal No. 847 of 2022 allowed on 04.05.2023; appeal restored to original number; listed on June 22, 2023
SAT matter SATV-6F5285EBDA292EA39537D3D9
Call / listed on September 20, 2024
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 pending; next date September 20, 2024
SAT matter SATV-79A5AC60DDD5492DD465EC86
Adjourned on request of respondent · List on October 19, 2023
Appeal: Appeal No. 283 of 2022 (V. Shankar vs SEBI) and Appeal No. 847 of 2022 (Rakesh Gupta vs SEBI) pending, adjourned to October 19, 2023
SAT matter SATV-7AA9E2B6D3D112670080E13B
Adjourned due to non-availability of bench · Listed on June 11, 2024
Appeal: Appeal No. 283 of 2022 (V. Shankar vs SEBI) and Appeal No. 847 of 2022 (Rakesh Gupta vs SEBI) adjourned on 12.03.2024; next listing June 11, 2024
SAT matter SATV-9153B62A70A782D4793EB259
Adjourned on request of respondent SEBI · List on October 19, 2023
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 adjourned on 20.09.2023; next date October 19, 2023
SAT matter SATV-81AD4EA665E6BBAE65D2A830
Call on September 25, 2024
Appeal: Appeal No. 847 of 2022 (Rakesh Gupta vs SEBI) pending before SAT, next date September 25, 2024
Alleged non-disclosure in Prospectus filed 22.08.2008 of Rs 18 crore Inter Corporate Deposit received 13.08.2008 during IPO, constituting misleading disclosure/fraud.
Appeal allowed; impugned AO order dated 21.06.2022 quashed qua appellant · No costs
Appeal: Appeal No. 847 of 2022 under Section 15T allowed on 25.09.2024; impugned AO order dated 21.06.2022 set aside qua appellant
India Business Centre project at Gurgaon alleged to be unregistered Collective Investment Scheme operated without registration under Section 12(1B) SEBI Act.
abstain from collecting any money from investors · wind up existing CIS
Appeal: Appeal Nos. 157 of 2015, 158 of 2015, 21 of 2021, 22 of 2021 with Misc. Applications heard 08.07.2022, decided 03.01.2023
SAT matter SATV-A92B53C357A4C08FC80BCC15
Matters adjourned on request of counsel for official liquidator · List matters on March 25, 2021 with direction no adjournment on next date
SAT matter SATV-A3011AE69D4389E6128B7075
List both appeals on January 10, 2024
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 pending; next listing January 10, 2024
SAT matter SATV-B758E38CB38C9D603713DA7E
List on January 10, 2024
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 pending, adjourned to January 10, 2024
SAT matter SATV-B1455486604241D23C11D37B
Matters to be called on September 20, 2024
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 pending before SAT; adjourned to September 20, 2024 vide order dated 11.09.2024
India Business Centre Gurgaon project held as unregistered Collective Investment Scheme collecting money under assured-return without Section 12(1B) registration.
Abstain from collecting money from investors · Wind up existing CIS and refund monies collected within three months
Appeal: Appeal Nos. 157/2015, 158/2015, 21/2021, 22/2021 against WTM order 19 Dec 2014; heard 08.07.2022, decided 03.01.2023
SAT matter SATV-C75BD3FF7DAE937B047DF8F7
Adjourned due to non-availability of bench · List on February 1, 2024
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 adjourned on 10.01.2024; next listing February 1, 2024
SAT matter SATV-D5D3119D4B12173DA57C97F4
Adjourned due to non-availability of the bench · List on March 12, 2024
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 adjourned on 01.02.2024, next date March 12, 2024
SAT matter SATV-F38BA04F3972D24C1A0BED63
List on 24th August, 2023
Appeal: Appeal No.283 of 2022 and Appeal No.847 of 2022 pending; listed on 24th August, 2023, not disposed
Non-disclosure in prospectus filed 22.08.2008 of Rs 18 crore Inter Corporate Deposit received 13.08.2008 during IPO, alleged as misleading disclosure and fraud.
Appeal allowed, impugned AO order dated 21.06.2022 quashed qua appellant · No costs
Appeal: Appeal No. 847 of 2022 allowed and disposed on 25.09.2024
SAT matter SATV-61EFCA1E3FB3E7A67DDF3040
Delay in filing reply by respondent condoned on payment of costs of Rs. 10,000 to be deposited with Registrar · Rejoinder, if any, may be filed within three weeks
Appeal: Misc. Application No. 91 of 2023 in Appeal No. 847 of 2022 pending; listed on February 24, 2023
SAT matter SATV-64A8EB20FE394FFABF732AC3
Appeal No.157 of 2015 and Misc. Application No.230 of 2015 dismissed for want of prosecution
SAT matter SATV-913E51247A068628FC1F0566
By consent, matter to be called on 07.08.2024
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 pending; adjourned by consent to 07.08.2024
India Business Centre (IBC) Gurgaon project offering IT spaces under assured return plan held as unregistered Collective Investment Scheme under Sec 11AA without Sec 12(1B) registration.
Abstain from collecting any money from investors · Wind up existing CIS
Appeal: Appeal No.157 of 2015, 158 of 2015, 21 of 2021, 22 of 2021 with Misc. Applications against WTM order dated 19 Dec 2014; Hearing 08.07.2022, Decision 03.01.2023
SAT matter SATV-E24216101411A93C975ADE63
Adjourned due to non-availability of bench · List appeals on February 1, 2024
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 adjourned on 10.01.2024; listed on February 1, 2024
SAT matter SATV-DF60897A24AB7FAED925DE59
Adjourned on the request of the respondent · List on December 01, 2023
Appeal: Appeal No. 283 of 2022 and Appeal No. 847 of 2022 pending; adjourned on 10.11.2023 to December 01, 2023
India Business Centre (IBC) Gurgaon IT-space assured-return plan alleged as unregistered Collective Investment Scheme operated without registration under Section 12(1B).
abstain from collecting any money from investors · wind up existing CIS
Appeal: Appeal Nos. 157 of 2015, 158 of 2015, 21 of 2021, 22 of 2021 heard on 08.07.2022, decided by SAT on 03.01.2023
SAT matter SATV-F05A7BA2BE87C699FB0E31C8
List on January 10, 2024
Appeal: Appeal No. 283 of 2022 (V. Shankar vs SEBI) and Appeal No. 847 of 2022 (Rakesh Gupta vs SEBI) pending; listed on January 10, 2024

Other

SAT matter SATV-E11803FDD48E50E48EC34C05
Adjourned on request of appellant in Appeal No. 847 of 2022 · List / next hearing on September 20, 2023

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Source: SecMarx — Rakesh Gupta. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.