Rakesh Bhatia & Anr.

9 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing
Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode
List matters on December 28, 2020
Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
List matters on November 23, 2020

SAT-appeal

SAT matter SATV-7687830FDBD6F1AE99F6BB41
List Appeal Nos. 288, 305 and 325 of 2020 on January 13, 2021 · Respondent No.1 NSE to file short affidavit in the meanwhile
Appeal: Appeal Nos. 288 of 2020, 305 of 2020 and 325 of 2020 pending before SAT; adjourned to January 13, 2021, not disposed
SAT matter SATV-946DD5F0D34FF749F16E189E
Amendment Application Misc. Application No. 499 of 2020 allowed · Impleadment Applications Misc. Application Nos. 500 of 2020 and 498 of 2020 allowed
Appeal: Appeal Nos. 288 of 2020, 305 of 2020 and 325 of 2020 pending before SAT; Misc. Applications 499, 500, 498 of 2020 allowed on 23.11.2020; next listing 14.12.2020
SAT matter SATV-F3EB32D924EC19FEAC3FF22C
List appeals on December 28, 2020 · NSE to take instructions on SOP Circular dated November 18, 2020
Appeal: Appeal Nos. 288, 305 and 325 of 2020 pending; adjourned to December 28, 2020
Dispute relating to NSE SOP circular and default by broker Anugrah Stock & Broking Pvt. Ltd.
NSE to take instructions on Circular dated November 18, 2020 on SOP · SEBI to file copy of Section 11 & 11B order against Anugrah Stock on next date
Appeal: Appeal Nos. 288, 305 and 325 of 2020 pending before SAT; listed on December 28, 2020
SAT matter SATV-6AB1EF42EF9751C5DB0157BD
Allowed Misc. Application Nos. 499 and 500 of 2020 and Misc. Application No. 498 of 2020 · Directed appellants to amend array of parties and memo of appeal and file amended copies
Appeal: Appeal Nos. 288, 305 and 325 of 2020 with Misc. Applications 499, 500, 498 of 2020 pending before SAT; listed on December 14, 2020
Appeals relating to NSE SOP circular and SEBI Section 11/11B order against defaulted broker Anugrah Stock & Broking Pvt. Ltd.
List Appeal Nos. 288, 305 and 325 of 2020 on December 28, 2020 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 288, 305 and 325 of 2020 pending before SAT; adjourned to December 28, 2020 with no disposal
SAT matter SATV-C2516F7F8222F218FC99560B
Hearing concluded after hearing counsel at length, order reserved
Appeal: Appeal Nos. 288, 305 and 325 of 2020 heard on 13.1.2021; order reserved, no disposal on merits yet
SAT matter SATV-CEA690173BDF1F5CEBF1173C
File amendment application bringing on record NSE order disposing appellants complaint · File impleadment application to implead SEBI and Anugrah Stock & Broking Pvt. Ltd.
Appeal: Appeal Nos. 288, 305 and 325 of 2020 pending before SAT; adjourned to 23 November 2020
Challenge to NSE order disposing investor complaints relating to Anugrah Stock & Broking Pvt. Ltd.; specifics not recorded in procedural order
Appellants to file amendment application bringing NSE complaint-disposal order on record · Appellants to file impleadment application to implead SEBI and Anugrah Stock & Broking Pvt. Ltd.
Appeal: Appeal Nos. 288, 305 and 325 of 2020 pending before SAT; vide order dated 10.11.2020 adjourned to November 23, 2020 for amendment/impleadment

Analyse these matters in Ontology · Plans

Source: SecMarx — Rakesh Bhatia & Anr.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.