Rajesh Kapoor

5 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Penalties imposed in impugned adjudication order under Sec 15I held justified and confirmed
Penalty imposed by Adjudicating Officer held justified, appeals dismissed
Adjudicating Officer penalties held justified - higher for SAOL, Anil Agrawal, Rajesh Kapoor, lesser for Uni Group financiers
Higher penalty on SAOL, Anil Agrawal, Rajesh Kapoor and lesser on Uni Group upheld
Penalties in impugned adjudication order upheld - higher for SAOL, Anil Agrawal, Rajesh Kapoor, lesser for Uni Group abettors

SAT-appeal

Manipulation of SAOL price and volume by funding Rajesh Kapoor via Uni Group to buy above LTP to facilitate Rs.200 crore private placement/QIP.
Misc. Application No.51 and 52 of 2014 disposed - additional documents not allowed · Violation of PFUTP Reg 3(a)-(d), 4(1), 4(2)(d),(e) held established against all appellants
Appeal: Appeal Nos. 42, 43, 44 and 45 of 2014 heard together and disposed by common SAT order dated 19.11.2014
Manipulation of SAOL scrip price and volume during IP by funding Rajesh Kapoor via Uni Group to place buy orders above LTP to facilitate Rs.200 crore private placement/QIP.
Misc. Applications No. 51 and 52 of 2014 rejected, additional documents not allowed · Violation of PFUTP Regulations held established against all 9 appellants
Appeal: Appeal Nos. 42, 43, 44 and 45 of 2014 decided by common SAT order dated 19.11.2014, penalties upheld
Manipulation of SAOL scrip price and volume during IP via SAOL funds routed through Uni Group to Rajesh Kapoor who bought above LTP to support planned Rs 200 cr private/QIP placement.
Violation of PFUTP Regs 3 and 4 held established against all 9 appellants · Adjudicating Officer penalties held justified - higher for SAOL, Anil Agrawal, Rajesh Kapoor, lesser for Uni Group financiers
Appeal: Appeal Nos. 42,43,44,45 of 2014 decided 19.11.2014 by common SAT order confirming AO order; Misc. Applications 51,52 of 2014 disposed/rejected
Price-volume manipulation of SAOL scrip via funded buy orders above LTP to inflate price for planned Rs 200 crore private/QIP placement.
Misc. Applications 51 and 52 of 2014 disposed of, additional documents rejected · Appeals 42-45 of 2014 dismissed, AO order upheld, PFUTP violations established
Manipulation of price and volume of SAOL scrip by connected entities funding Rajesh Kapoor to buy above LTP to support proposed Rs.200 crore private placement/QIP.
Misc. Application Nos. 51 and 52 of 2014 disposed of as rejected - additional documents not allowed · Violation of PFUTP Regulations 3(a)-(d), 4(1), 4(2)(d),(e) held established against all appellants
Appeal: Appeal Nos. 42, 43, 44 and 45 of 2014 decided on 19.11.2014 - common order upholding adjudication order; Misc. Applications 51, 52 of 2014 disposed of

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Source: SecMarx — Rajesh Kapoor. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.