Rajesh Agarwal

SAT-appeal

• SAT matter SATV-095B6F5D2481E321D14C38A3
  List Miscellaneous Application No. 419 of 2020 and Appeal No. 427 of 2020 on 9 April 2021 · Parties to contact the Registrar 48 hours before the listed date regarding video-conference or physical hearing
  Appeal: Appeal No. 427 of 2020 was listed for further hearing on 9 April 2021; no disposal on merits stated.
• Misrepresentation of financial statements, accounting-standard violations, related-party transaction discrepancies, failure to place information before the Audit Committee/Board, non-disclosure of relationships between directors, and alleged PFUTP violations.
  Appeals 120 of 2022 and 121 of 2022 partly allowed. · Debarment periods reduced to the periods already undergone.
  Appeal: Appeal Nos. 120 and 121 of 2022 decided by SAT on 11 April 2023; both appeals partly allowed.
• SAT matter SATV-27A7A7344350A0FA78B02019
  Order reserved
  Appeal: Appeal No. 427 of 2020 heard; order reserved on 20 December 2021
• SAT matter SATV-23F8491686FA0CD5859844D5
  List Miscellaneous Application No. 419 of 2020 and Appeal No. 427 of 2020 on 5 March 2021 · Parties to contact the Registrar 48 hours before the listed date regarding video or physical hearing
  Appeal: Appeal No. 427 of 2020 was listed for hearing on 5 March 2021; no disposal on merits is recorded in this order.
• SAT matter SATV-4E3516910BC0D5FF3B14337B
  Stood over to May 04, 2021 due to non-availability of Bench · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
  Appeal: Appeal No. 427 of 2020 with Misc. Application No. 419 of 2020 pending; adjourned to May 04, 2021 vide order dated 09.04.2021
• SAT matter SATV-8D16A57B58C009070B4B906E
  Matter to be put up on December 20, 2021 · Appellant to file demand draft for court fee and physical copies of memorandum of appeal before registry positively
  Appeal: Appeal No. 427 of 2020 with Misc. Application No. 419 of 2020 pending before SAT; adjourned to December 20, 2021 with no final disposal
• Alleged synchronized and circular trades creating artificial volume in scrip of Vani Commercials Ltd (VCL)
  Impugned AO order dated 27 August 2020 set aside · Matter remitted to AO for fresh consideration
  Appeal: Appeal No. 427 of 2020 with Misc. Application No. 419 of 2020 allowed on 22 December 2021
• Alleged circular / synchronized trading in shares of Vani Commercials Limited (VCL)
  Effect and operation of impugned penalty order against appellant stayed subject to deposit condition · If Rs. 2 lakhs deposited, balance amount not to be recovered during pendency of appeal
  Appeal: Misc. Application No. 419 of 2020 (Stay) in Appeal Lodging No. 425 of 2020; conditional stay granted on 08.12.2020, pending for admission and final disposal on 12.01.2021
• SAT matter SATV-F0E6B73951914138C448C1FE
  List matter on 27 July 2021 · Parties to contact Registrar 48 hours before fixed date on VC vs physical hearing
  Appeal: Appeal No.427 of 2020 with Misc. Application No.419 of 2020 pending; adjourned to 27 July 2021
• SAT matter SATV-FB73B1DAE1AEB4853376ECBE
  List Misc. Application No. 419 of 2020 and Appeal No. 427 of 2020 on 16 December 2021 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
  Appeal: Appeal No. 427 of 2020 with Misc. Application No. 419 of 2020 pending before SAT; adjourned to 16 December 2021 vide order dated 25.10.2021
• SAT matter SATV-605051B6484353C5AAAAE916
  Delay in filing the review application condoned. · Review application dismissed with no order as to costs.
  Appeal: Appeal No. 134 of 2022 against the SEBI order dated 7 January 2022 was disposed of on 5 April 2022; review dismissed on 29 November 2022.
• SAT matter SATV-62217889923F1A68D1DCC40F
  Three weeks granted to the appellant to file a rejoinder · Matter listed for 5 February 2021
  Appeal: Appeal No. 427 of 2020 and Stay Application Misc. Application No. 419 of 2020 were pending; rejoinder time granted and matter listed for 5 February 2021
• SAT matter SATV-6CC9CF367151E473AD961F3E
  Appeal No. 134 of 2022 dismissed · No order as to costs
  Appeal: Appeal No. 134 of 2022 dismissed on 5 April 2022
• SAT matter SATV-82092F00A66364CD3C236179
  List on 24th June, 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
  Appeal: Appeal No.427 of 2020 with Misc. application No.419 of 2020 pending before SAT, listed on 24 June 2021
• Execution of reversal trades in stock option segment of BSE during April 1, 2014 to September 30, 2015
  Appeal disposed with direction to appellant to file settlement application within two weeks · Authority to accept application as filed in pending proceeding under SEBI Settlement Scheme 2022 and pass appropriate orders
• SAT matter SATV-96DDFA4F4F19A33242B7C2A6
  List Misc. Application No.419 of 2020 and Appeal No.427 of 2020 on 2 September 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain VC vs physical hearing
  Appeal: Misc. Application No.419 of 2020 and Appeal No.427 of 2020 pending; adjourned vide order dated 27.7.2021 to 2 September 2021, no disposal
• Misrepresentation of financials, misuse of funds/books, related-party discrepancies, non-placement before Audit Committee/Board and non-disclosure of director relationships in ARSS Infrastructure Ltd.
  Affirmed LODR violations but reduced debarment to period already undergone · Set aside Rs 1.5 lakh penalty each on independent directors Noticee 4, 5 and 6
  Appeal: Appeal Nos. 120 and 121 of 2022 partly allowed on 11.04.2023 (reserved 17.03.2023)
• SAT matter SATV-E3ABA161F87D321A7FEE0A3D
  Matter listed on October 25, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 427 of 2020 with Misc. Application No. 419 of 2020 pending before SAT; adjourned to October 25, 2021