Rajendra Aggarwal

56 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appeals were filed against the common AO order dated 2 August 2019 imposing penalties for violations of PFUTP Regulations; the supplied text does not contain the final operative disposal directions.
Parties directed to contact the Registrar 48 hours before the listed date regarding hearing mode
Parties directed to contact the Registrar 48 hours before the hearing date regarding video or physical hearing.
Parties directed to contact the Registrar 48 hours before the scheduled date regarding hearing mode
Parties directed to contact the Registrar 48 hours before the fixed date regarding video or physical hearing.

SAT-appeal

SAT matter SATV-022BD681E69D2FA6F385904C
Order reserved in the connected appeals and applications. · Parties directed to act on the digitally signed copy of the order.
Appeal: Multiple connected appeals heard; order reserved on 23 August 2021. No disposal on merits stated.
Alleged circular and reversal trades, including off-market transfers, created artificial volumes and manipulated the price of Octant Interactive Technologies Ltd. without genuine transfer of beneficial ownership.
Appeals were filed against the common AO order dated 2 August 2019 imposing penalties for violations of PFUTP Regulations; the supplied text does not contain the final operative disposal directions.
Appeal: Fourteen appeals, including Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and Appeal Nos. 30, 67 and 68 of 2020, were heard on 23 August 2021; decision dated 17 September 2021. Final disposal outcome is not included in the supplied text.
SAT matter SATV-0B2E6247F6478238DD7B971E
Appeal No. 514 of 2019 adjourned on request of one appellant · Appeal No. 514 of 2019 listed on 5 August 2021
Appeal: Multiple connected appeals listed; Appeal No. 514 of 2019 adjourned and listed on 5 August 2021. No final disposal recorded.
SAT matter SATV-0E32A7B7E82D1275F9A22C28
Appeal No. 514 of 2019 adjourned on request of one appellant. · Appeal No. 514 of 2019 listed on 5 August 2021.
Appeal: Multiple connected appeals listed; Appeal No. 514 of 2019 adjourned and listed for 5 August 2021. No disposal on merits stated.
Alleged circular/reversal trades, collusion and aiding and abetting to create artificial volumes, manipulate Octant Interactive Technologies Ltd.'s share price and induce investors, without genuine transfer of beneficial ownership.
Appeal: Fourteen appeals, including Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and Appeals Nos. 30 and 67 of 2020, were filed against the common AO order dated 2 August 2019; decision dated 17 September 2021.
SAT matter SATV-252C57349D44D299788C845C
Order reserved after hearing counsel at length · Parties directed to act on the digitally signed copy sent by fax or email
Appeal: Multiple connected appeals were heard together; order reserved on 23 August 2021. No disposal on merits stated.
SAT matter SATV-307A3164A33C5ED00FC645CF
Appeal No. 514 of 2019 adjourned on request of one appellant · Appeal No. 514 of 2019 listed on 5 August 2021
Appeal: Multiple appeals listed; Appeal No. 514 of 2019 adjourned and listed for 5 August 2021. No final disposal recorded.
SAT matter SATV-2AFC343898267F2C992DE148
Appeal No. 514 of 2019 adjourned on request of one appellant and listed on 5 August 2021. · Parties directed to contact the Registrar 48 hours before the fixed date regarding video or physical hearing.
Appeal: Multiple appeals listed together; Appeal No. 514 of 2019 adjourned and listed for 5 August 2021. No merits disposal stated.
SAT matter SATV-4190550A271BDA214520C10E
Matters listed for further hearing of SEBI's counsel on 23 August 2021 · Parties permitted to file brief written submissions
Appeal: Multiple connected appeals were heard; no disposal on merits, with further hearing fixed for 23 August 2021
Circular / reversal trades and price-volume manipulation in Octant Interactive Technologies Ltd with no transfer of beneficial ownership to create false appearance and wrongful gains.
Appeal: 14 appeals (Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020) against AO order dated 2 Aug 2019; hearing 23 Aug 2021, decision 17 Sep 2021
SAT matter SATV-4F569ADF61D9A2B3EFA69957
Order reserved after hearing learned counsel for parties at some length · Parties directed to act on digitally signed copy sent by fax and/or email
SAT matter SATV-5002649E8B7C01A1345DD853
Adjourned on request of appellant in Appeal No.514 of 2019 and list on 5 August 2021 · Parties to contact Registrar 48 hours before fixed date to confirm video conferencing or physical hearing
Appeal: Appeal Nos. 552,507,508,509,514,515,545,607,600,611,612 of 2019 and 30,67,68 of 2020 with Misc. Applications adjourned on 9.7.2021, next listed 5 August 2021
SAT matter SATV-3E77D6D52FD2F5B9C5E5D7F8
Order reserved; no operative merits directions recorded · Parties directed to act on the digitally signed copy
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 of 2020 heard together; order reserved on 23 August 2021.
Circular/reversal trades with no change in beneficial ownership to create false appearance of trades, artificial volume and price manipulation in Octant Interactive Technologies Ltd for wrongful gains.
AO found violation of Regulations 3 and 4 PFUTP and imposed different penalties on each noticee
SAT matter SATV-72BA56C2CA0A41DC11FC9E21
Heard counsel for appellants; list on August 23, 2021 for further hearing of respondent · Parties permitted to file brief written submissions in the meanwhile
Appeal: Appeal Nos 552,507,508,509,514,515,545,600,611,612 of 2019 and 30,67,68,607 of 2019/2020 pending; heard 11.08.2021, adjourned to 23.08.2021
SAT matter SATV-74F4FA08494DC6EACD8E163C
Adjourned on request of appellant in Appeal No.514 of 2019 · List all tagged matters on 5th August, 2021
Appeal: Appeal Nos.552,507,508,509,514,515,545,607,600,611,612 of 2019 and 30,67,68 of 2020 adjourned on 9.7.2021, next listed 5.8.2021, not disposed
SAT matter SATV-7AA4EE9F8A0CC902ADAC1A5D
Adjourned on request of appellant in Appeal No.514 of 2019; list on 5 August 2021 · Parties to contact Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 552,507,508,509,514,515,545,607,600,611,612 of 2019 and 30,67,68 of 2020 pending before SAT; adjourned to 5 August 2021, not disposed
SAT matter SATV-85DFC9E47945832110C29156
Heard counsel for appellants; listed on August 23, 2021 for further hearing of respondent · Parties permitted to file brief written submissions in the meanwhile
Appeal: SAT Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68, 607 of 2019/2020 heard in part on 11.08.2021, adjourned to 23.08.2021, not disposed
Alleged circular/reversal trades and collusion among promoter, Manish Rathi and Kolkata group entities to create artificial volume, manipulate Octant Interactive Technologies Ltd.'s price and induce investors.
Appeal: Fourteen appeals against the common AO order dated 2 August 2019; present text records hearing on 23 August 2021 and decision on 17 September 2021, but does not state the disposal outcome.
SAT matter SATV-961F245BE25771844BDCD15A
List matter on August 23, 2021 for further hearing of respondent · Parties may file brief written submissions in the meanwhile
Appeal: Multiple appeals pending - Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68, 607 of 2019/2020 vs SEBI; heard in part on 11.08.2021, listed for further hearing on 23.08.2021; no disposal yet
Circular/reversal trades and price manipulation with artificial volume in Octant Interactive Technologies Ltd to create false misleading appearance of trading for wrongful gains.
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; hearing 23.08.2021, decision 17.09.2021
SAT matter SATV-AA7E6970779F63A7C6648AE5
Adjourned on request of appellant in Appeal No.514 of 2019 · List matters on 5th August, 2021
SAT matter SATV-BBEB09A02BA9CC3F149A2C66
List on August 23, 2021 for further hearing of respondent · Parties may file brief written submissions in meanwhile
SAT matter SATV-4579A1F4AB121F62AF3F14CC
Further hearing of the respondent listed for 23 August 2021 · Parties permitted to file brief written submissions
Appeal: Order dated 11 August 2021 in connected Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 and 607 of 2020; further hearing adjourned to 23 August 2021
SAT matter SATV-B23743AE4E63CC136D0D6B86
Adjourned on request of appellant in Appeal No.514 of 2019 and listed on 5th August, 2021 · Parties to contact Registrar 48 hours before fixed date on VC vs physical hearing
Appeal: Appeals 507,508,509,514,515,545,552,600,607,611,612 of 2019 and 30,67,68 of 2020 pending; adjourned on 9.7.2021 to 5.8.2021
Alleged circular and reversal trades, including off-market transfers, created artificial volume, manipulated the price of Octant Interactive Technologies Ltd. shares, and generated a false or misleading appearance of trading.
Appeal: Fourteen appeals, including Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30 and 67 of 2020, were heard on 23 August 2021; decision dated 17 September 2021. Disposal outcome is not included in the supplied text.
SAT matter SATV-C224B641B8624C450A1BBEB5
Order reserved after hearing counsel for parties at length · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68, 607 of 2019/2020 heard on 23.08.2021; order reserved, not disposed
SAT matter SATV-C649C49FBDB7EDD979ABA241
Heard counsel for appellants; list on August 23, 2021 for further hearing of respondent · Parties permitted to file brief written submissions in the meanwhile
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019, 30, 67, 68 of 2020 and 607 of 2019 pending; adjourned to 23 August 2021 for respondent hearing
SAT matter SATV-D195CCB510C51863269FD3B8
Heard counsel for parties at length, order reserved · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos 552,507,508,509,514,515,545,600,611,612,607 of 2019 and 30,67,68 of 2020 pending; heard, order reserved on 23.08.2021, no final disposal
SAT matter SATV-E6DB45A16F1C7150CDBD199B
List on August 23, 2021 for further hearing of respondent SEBI after hearing appellants counsel · Parties permitted to file brief written submissions in the meanwhile
SAT matter SATV-E940BD0C3807D351C51BF450
Order reserved after hearing counsel for parties at length · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68, 607 of 2019/2020 vs SEBI - heard on 23.08.2021, order reserved
SAT matter SATV-FB33CC83991A18406DD4050B
Heard counsel for appellants; list on August 23, 2021 for further hearing of respondent · Parties permitted to file brief written submissions in meanwhile
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68, 607 of 2019-2020 pending; adjourned to 23.08.2021
Circular / reversal trades and price manipulation with artificial volume in scrip of Octant Interactive Technologies Ltd by promoter, Manish Rathi and Kolkata groups to offload promoter shares at manipulated price.
Appeal: Fourteen SAT appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; heard 23.08.2021, decision 17.09.2021
SAT matter SATV-FCBDBEF23F093AD4A04E1D97
Listed on August 23, 2021 for further hearing of respondent · Parties permitted to file brief written submissions in meanwhile
Appeal: Appeal Nos. 552,507,508,509,514,515,545,600,611,612/2019 and 30,67,68/2020,607/2019 pending; next hearing 23.08.2021
SAT matter SATV-F97E63B05E95A25447A0F1EA
Order reserved after hearing counsel for parties at length · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos 552, 507, 508, 509, 514, 515, 545, 600, 611, 612, 607 of 2019 and 30, 67, 68 of 2020 heard on 23.08.2021; order reserved, no disposal yet
Circular/reversal trades with no change in beneficial ownership to create false volume and manipulate price of Octant Interactive Technologies Ltd for promoters to offload at manipulated price.
Appeal: Fourteen SAT Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; heard 23.08.2021, decision 17.09.2021
Alleged circular/reversal trades, collusion and aiding and abetting to create artificial volumes, manipulate the price of Octant Interactive Technologies Ltd. shares and induce investors, contrary to PFUTP Regulations.
Appeal: Fourteen appeals were filed against the common SEBI AO order dated 2 August 2019; hearing was on 23 August 2021 and decision dated 17 September 2021. Disposal outcome is not included in the supplied text.
SAT matter SATV-612C6DE48BEE02C907FC0A58
Order reserved after hearing counsel for parties at length · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 of 2020 and 607 of 2019 heard on 23.08.2021; order reserved
SAT matter SATV-744590C921ABB14C154AC0A7
Adjourned on request of appellant in Appeal No.514 of 2019 · List on 5th August, 2021
SAT matter SATV-71658933A9CD7D1038F541B5
Listed for further hearing of respondent on August 23, 2021 · Parties permitted to file brief written submissions in meanwhile
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 of 2020 pending; adjourned to August 23, 2021
SAT matter SATV-850D16F156E3B4F031BB30C5
Heard counsel for appellants; listed on August 23, 2021 for further hearing of respondent · Parties permitted to file brief written submissions in the meanwhile
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612, 607 of 2019 and 30, 67, 68 of 2020 heard on 11.08.2021; adjourned to 23.08.2021; not disposed
Circular/reversal trades and price manipulation with artificial volume in Octant Interactive Technologies Ltd creating false appearance of trades for wrongful gains.
Appeal: Fourteen appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020; hearing 23.08.2021, decision 17.09.2021; disposal not in excerpt
Circular/reversal trades with no change in beneficial ownership to create false volume and manipulate price of Octant Interactive Technologies Ltd. scrip for wrongful gains.
Appeal: Fourteen appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; SAT hearing 23.08.2021, decision 17.09.2021
Circular/reversal trades on and off-market with no transfer of beneficial ownership to create false appearance, artificial volume and price manipulation in Octant Interactive Technologies Ltd for wrongful gain.
AO vide order dated August 2, 2019 held appellants and other noticees guilty of violating Regulations 3 and 4 of PFUTP Regulations and imposed different penalties on each appellant
Appeal: Fourteen appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; heard 23.08.2021, decided 17.09.2021
SAT matter SATV-A1EB50360E8D5965CD44BA40
Adjourned on request of appellant in Appeal No.514 of 2019 · List all connected matters on 5th August, 2021
Appeal: Multiple SAT Appeals Nos. 552,507,508,509,514,515,545,607,600,611,612 of 2019 and 30,67,68 of 2020 with Misc. Applications adjourned vide order dated 9.7.2021, next listed 5 August 2021, not disposed
SAT matter SATV-A253DB28DDFF7A7D4322CB90
Order reserved after hearing learned counsel for parties at length · Matter heard through video conference due to Covid-19 pandemic
SAT matter SATV-BD840537E1B38F0A6ED6DD14
Adjourned on request of appellant in Appeal No.514 of 2019 and listed on 5th August, 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 607, 600, 611, 612 of 2019 and 30, 67, 68 of 2020 with misc applications pending; adjourned on 9.7.2021 to 5.8.2021, not disposed
SAT matter SATV-BAC5780C18497272D5B1069F
Adjourned on request of appellant in Appeal No.514 of 2019 · List batch matters on 5th August, 2021
Appeal: Batch Appeals Nos. 507,508,509,514,515,545,552,600,607,611,612 of 2019 and 30,67,68 of 2020 pending before SAT; adjourned on 9.7.2021 to 5 August 2021, not disposed
SAT matter SATV-DCB84267478A295EB5A5DC89
List on August 23, 2021 for further hearing of the respondent · Parties may file brief written submissions in the meanwhile
Appeal: Appeal Nos. 552,507,508,509,514,515,545,600,611,612/2019 and 30,67,68,607/2020 pending; adjourned to 23.08.2021 for respondent hearing
SAT matter SATV-D1A2B327895C54ACE78E24BC
Heard counsel for appellants; list on August 23, 2021 for further hearing of respondent · Parties may file brief written submissions in the meanwhile
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68, 607 of 2019 pending; adjourned to 23.08.2021 for respondent hearing
SAT matter SATV-D4AC3EDC556EECC6EE1D8660
Order reserved after hearing counsel at length · Parties to act on digitally signed copy sent by fax and/or email
SAT matter SATV-DE0A4D4706DE3F0B59CC07B1
Heard learned counsel for parties at length; order reserved · Matter heard through video conference due to Covid-19 pandemic
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612, 607 of 2019 and 30, 67, 68 of 2020 heard on 23.08.2021; order reserved, no final disposal in this order
Circular / reversal trades and price-volume manipulation in Octant Interactive Technologies Ltd. by promoter, Manish Rathi and Kolkata groups with no change in beneficial ownership.
Appeal: 14 appeals against AO order 02.08.2019 heard 23.08.2021, decision dated 17.09.2021; operative disposal not in excerpt
SAT matter SATV-D41D370592843AFE150C7CC3
Order reserved after hearing counsel for parties at length · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612, 607 of 2019 and 30, 67, 68 of 2020 heard on 23.08.2021; order reserved, not finally disposed

Other

SAT matter SATV-7236D9AF1FAB6485DC5B0944
Adjourned on request of appellant in Appeal No.514 of 2019 and listed on 5th August, 2021 · Parties to contact Registrar 48 hours before date fixed to ascertain video conferencing or physical hearing
SAT matter SATV-C81511E8DD4F13A94027421D
Order reserved after hearing learned counsel for parties · Parties directed to act on digitally signed copy sent by fax/email as signing/certified copy not possible due to Covid-19
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612, 607 of 2019 and 30, 67, 68 of 2020 heard on 23.08.2021; order reserved, no final disposal

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Source: SecMarx — Rajendra Aggarwal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.