Rajeev Kumar Tiwari
Penalties and directions recorded
- Refund of entire money collected from clients or investors as fees upheld
- List matters on April 26, 2022
- Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
SAT-appeal
- Providing investment advisory services without SEBI registration in relation to equities, commodities and derivatives. Way2Gains was additionally charged with unregistered portfolio management services, but that charge was held not maintainable.Appeals Nos. 379, 380 and 381 of 2020 dismissed · Refund of entire money collected from clients or investors as fees upheldAppeal: SAT Appeals Nos. 379, 380 and 381 of 2020 dismissed on 23 January 2023; miscellaneous applications Nos. 388, 391 and 394 of 2020 disposed of.
- SAT matter SATV-5A382220C4AE48B321F48CA3Adjourned on request of learned counsel for appellants · List on December 16, 2021Appeal: Misc. Application Nos. 388, 391, 394 of 2020 and Appeal Nos. 379, 380, 381 of 2020 pending; adjourned to December 16, 2021
- SAT matter SATV-7EA996715D20B10FFCB7E8FDList matters on April 26, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on paymentAppeal: Appeal Nos. 379, 380, 381 of 2020 with Misc. Applications 388, 391, 394 of 2020 pending; listed next on April 26, 2022
- SAT matter SATV-57B65CAE10CC441FC08B67B2Appeal No. 379 of 2020 dismissed for want of prosecution · Miscellaneous Applications Nos. 386, 387 and 388 of 2020 dismissedAppeal: Appeal No. 379 of 2020 dismissed for want of prosecution on 1 December 2020; connected Miscellaneous Applications Nos. 386, 387 and 388 of 2020 also dismissed
- SAT matter SATV-5BEF6100D14967EDF21BD072Miscellaneous applications and appeals were listed for further hearing on 26 April 2022 · Parties were directed to act on the digitally signed copy of the orderAppeal: Appeal Nos. 379, 380 and 381 of 2020 were pending before SAT and listed for hearing on 26 April 2022; no disposal on merits is recorded.
- SAT matter SATV-FC29918F89BC92147ACE5C97Adjourned on request of appellants' counsel · List on December 16, 2021Appeal: Appeal Nos. 379, 380, 381 of 2020 with Misc. Applications 388, 391, 394 of 2020 pending; adjourned to December 16, 2021, not disposed
Source: SecMarx — Rajeev Kumar Tiwari. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.