Radha Govind Lashkari

36 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appeals were filed against the common AO order dated 2 August 2019 imposing penalties for violations of PFUTP Regulations; the supplied text does not contain the final operative disposal directions.
Matters were adjourned and directed to be listed again on 11 August 2021.
Parties directed to obtain instructions from the Registrar 48 hours before the next hearing regarding video conference or physical hearing.
All listed matters were adjourned and directed to be listed on 12 April 2021.
Parties directed to obtain instructions from the Registrar 48 hours before the next date regarding video conference or physical hearing.

SAT-appeal

Alleged circular and reversal trades, including off-market transfers, created artificial volumes and manipulated the price of Octant Interactive Technologies Ltd. without genuine transfer of beneficial ownership.
Appeals were filed against the common AO order dated 2 August 2019 imposing penalties for violations of PFUTP Regulations; the supplied text does not contain the final operative disposal directions.
Appeal: Fourteen appeals, including Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and Appeal Nos. 30, 67 and 68 of 2020, were heard on 23 August 2021; decision dated 17 September 2021. Final disposal outcome is not included in the supplied text.
SAT matter SATV-09CDA83EB7DCAE19B4703D06
Hearing of the appeals continued. · Matters were adjourned and directed to be listed again on 11 August 2021.
Appeal: Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67 and 68 of 2020 remained pending; hearing continued and matters were listed for 11 August 2021.
SAT matter SATV-09EA8AA2F5C88945A57CD6E8
All listed matters were adjourned and directed to be listed on 12 April 2021. · Parties directed to obtain instructions from the Registrar 48 hours before the next date regarding video conference or physical hearing.
Appeal: Multiple appeals were listed together; no disposal on merits. Matters adjourned to 12 April 2021.
SAT matter SATV-0A4B05881F188B091D708283
Matters to be listed for further hearing on 6 August 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 552, 600, 607, 611, 612 of 2019 and Appeal Nos. 30, 67 and 68 of 2020 were heard and adjourned for further hearing on 6 August 2021
Alleged circular/reversal trades, collusion and aiding and abetting to create artificial volumes, manipulate Octant Interactive Technologies Ltd.'s share price and induce investors, without genuine transfer of beneficial ownership.
Appeal: Fourteen appeals, including Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and Appeals Nos. 30 and 67 of 2020, were filed against the common AO order dated 2 August 2019; decision dated 17 September 2021.
SAT matter SATV-0F5AA69FB42873D1F7985B72
Appeals and connected applications were passed over due to counsel illness and adjournment requests. · Matters were listed for 12 May 2021.
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 of 2020 were adjourned/passed over and listed for 12 May 2021; no merits disposal.
SAT matter SATV-16301AD3AE120652F92B8E22
List the group of appeals on 5 February 2021 · Appellants may file rejoinders
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68, 607 of 2020 were pending and adjourned for listing on 5 February 2021; no disposal on merits
SAT matter SATV-1909C22BB43280635DB33DD8
Matters were adjourned and directed to be listed on 18 June 2021 · Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Multiple connected appeals were adjourned on 12 May 2021; listed for 18 June 2021. Appeal Nos. 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 of 2020.
SAT matter SATV-1D614851CFE75A4499EE32F4
All matters listed on 12 April 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 of 2020 were adjourned and listed on 12 April 2021; no merits disposal
SAT matter SATV-1E4A73E98D7EEC5AC8172351
Matters listed for further hearing on 6 August 2021 · Parties to take instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 552, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 were heard and adjourned for further hearing on 6 August 2021
SAT matter SATV-252C57349D44D299788C845C
Order reserved after hearing counsel at length · Parties directed to act on the digitally signed copy sent by fax or email
Appeal: Multiple connected appeals were heard together; order reserved on 23 August 2021. No disposal on merits stated.
SAT matter SATV-14B275DF980C5896981ECBFF
Appeals and connected miscellaneous applications were passed over and listed for 12 May 2021. · Parties directed to obtain instructions from the Registrar 48 hours before the next date regarding video conference or physical hearing.
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 of 2020 and 552, 607 of 2019 were adjourned/passed over on 12 April 2021 and listed for 12 May 2021; no merits disposal stated.
SAT matter SATV-376A936DF66122BB5F2E8DCF
All matters listed on 12 April 2021 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Multiple appeals and connected miscellaneous applications were adjourned/listed for 12 April 2021; no merits disposal recorded
SAT matter SATV-3358DB903A528A644F7DCCCB
Matters were adjourned. · List the matters on 18 June 2021.
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019, 30, 67, 68 of 2020 and 552, 607 of 2019 were listed; matters were adjourned to 18 June 2021.
SAT matter SATV-4190550A271BDA214520C10E
Matters listed for further hearing of SEBI's counsel on 23 August 2021 · Parties permitted to file brief written submissions
Appeal: Multiple connected appeals were heard; no disposal on merits, with further hearing fixed for 23 August 2021
Circular / reversal trades and price-volume manipulation in Octant Interactive Technologies Ltd with no transfer of beneficial ownership to create false appearance and wrongful gains.
Appeal: 14 appeals (Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020) against AO order dated 2 Aug 2019; hearing 23 Aug 2021, decision 17 Sep 2021
SAT matter SATV-3E77D6D52FD2F5B9C5E5D7F8
Order reserved; no operative merits directions recorded · Parties directed to act on the digitally signed copy
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 of 2020 heard together; order reserved on 23 August 2021.
Circular/reversal trades with no change in beneficial ownership to create false appearance of trades, artificial volume and price manipulation in Octant Interactive Technologies Ltd for wrongful gains.
AO found violation of Regulations 3 and 4 PFUTP and imposed different penalties on each noticee
SAT matter SATV-8B386DA3FD9A97344851864F
Hearing begun; put up matters for further hearing on August 6, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearing
Appeal: Appeal Nos. 507,508,509,514,515,545,552,600,607,611,612 of 2019 and 30,67,68 of 2020 pending; hearing begun, adjourned to 06.08.2021
Alleged circular/reversal trades and collusion among promoter, Manish Rathi and Kolkata group entities to create artificial volume, manipulate Octant Interactive Technologies Ltd.'s price and induce investors.
Appeal: Fourteen appeals against the common AO order dated 2 August 2019; present text records hearing on 23 August 2021 and decision on 17 September 2021, but does not state the disposal outcome.
SAT matter SATV-36962395684B30401C16FA88
Matters listed for further hearing on 6 August 2021 · Parties to take instructions from the Registrar 48 hours before the next hearing regarding video conference or physical hearing
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 552, 600, 607, 611, 612 of 2019 and Appeal Nos. 30, 67 and 68 of 2020 were heard and adjourned for further hearing on 6 August 2021
Circular/reversal trades and price manipulation with artificial volume in Octant Interactive Technologies Ltd to create false misleading appearance of trading for wrongful gains.
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; hearing 23.08.2021, decision 17.09.2021
SAT matter SATV-4579A1F4AB121F62AF3F14CC
Further hearing of the respondent listed for 23 August 2021 · Parties permitted to file brief written submissions
Appeal: Order dated 11 August 2021 in connected Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68 and 607 of 2020; further hearing adjourned to 23 August 2021
Alleged circular and reversal trades, including off-market transfers, created artificial volume, manipulated the price of Octant Interactive Technologies Ltd. shares, and generated a false or misleading appearance of trading.
Appeal: Fourteen appeals, including Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30 and 67 of 2020, were heard on 23 August 2021; decision dated 17 September 2021. Disposal outcome is not included in the supplied text.
SAT matter SATV-FB33CC83991A18406DD4050B
Heard counsel for appellants; list on August 23, 2021 for further hearing of respondent · Parties permitted to file brief written submissions in meanwhile
Appeal: Appeal Nos. 552, 507, 508, 509, 514, 515, 545, 600, 611, 612 of 2019 and 30, 67, 68, 607 of 2019-2020 pending; adjourned to 23.08.2021
Circular / reversal trades and price manipulation with artificial volume in scrip of Octant Interactive Technologies Ltd by promoter, Manish Rathi and Kolkata groups to offload promoter shares at manipulated price.
Appeal: Fourteen SAT appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; heard 23.08.2021, decision 17.09.2021
SAT matter SATV-F97E63B05E95A25447A0F1EA
Order reserved after hearing counsel for parties at length · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Nos 552, 507, 508, 509, 514, 515, 545, 600, 611, 612, 607 of 2019 and 30, 67, 68 of 2020 heard on 23.08.2021; order reserved, no disposal yet
Circular/reversal trades with no change in beneficial ownership to create false volume and manipulate price of Octant Interactive Technologies Ltd for promoters to offload at manipulated price.
Appeal: Fourteen SAT Appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; heard 23.08.2021, decision 17.09.2021
SAT matter SATV-5D5141AB5E0A9C7A01670AB2
Matters to be put up for further hearing on 6 August 2021 · Parties to take instructions from the Registrar 48 hours before the fixed hearing regarding video conference or physical hearing
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 552, 600, 607, 611, 612 of 2019 and Appeal Nos. 30, 67 and 68 of 2020 were heard; further hearing fixed for 6 August 2021.
Alleged circular/reversal trades, collusion and aiding and abetting to create artificial volumes, manipulate the price of Octant Interactive Technologies Ltd. shares and induce investors, contrary to PFUTP Regulations.
Appeal: Fourteen appeals were filed against the common SEBI AO order dated 2 August 2019; hearing was on 23 August 2021 and decision dated 17 September 2021. Disposal outcome is not included in the supplied text.
SAT matter SATV-6558770BBEE35C7F3413A349
All matters listed for 12 April 2021 · Parties directed to obtain Registrar's instructions 48 hours before the listed date regarding video conference or physical hearing
Appeal: Multiple appeals and connected miscellaneous applications listed for 12 April 2021; no merits disposal
SAT matter SATV-72B6FA03BA8FDB3F0567C2E4
Matters adjourned on request for adjournment · List on June 18, 2021
Appeal: Appeal Nos. 507, 508, 509, 514, 515, 545, 552, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 heard on 12.05.2021; adjourned, to be listed on 18.06.2021
Circular/reversal trades and price manipulation with artificial volume in Octant Interactive Technologies Ltd creating false appearance of trades for wrongful gains.
Appeal: Fourteen appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020; hearing 23.08.2021, decision 17.09.2021; disposal not in excerpt
Circular/reversal trades with no change in beneficial ownership to create false volume and manipulate price of Octant Interactive Technologies Ltd. scrip for wrongful gains.
Appeal: Fourteen appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; SAT hearing 23.08.2021, decision 17.09.2021
Circular/reversal trades on and off-market with no transfer of beneficial ownership to create false appearance, artificial volume and price manipulation in Octant Interactive Technologies Ltd for wrongful gain.
AO vide order dated August 2, 2019 held appellants and other noticees guilty of violating Regulations 3 and 4 of PFUTP Regulations and imposed different penalties on each appellant
Appeal: Fourteen appeals Nos. 552, 507, 508, 509, 514, 515, 545, 600, 607, 611, 612 of 2019 and 30, 67, 68 of 2020 against AO order dated 02.08.2019; heard 23.08.2021, decided 17.09.2021

Other

SAT matter SATV-AEEA5273F94990645C0BE292
Put up matters for further hearing on August 6, 2021 · Parties to act on digitally signed copy sent by fax and/or email

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Source: SecMarx — Radha Govind Lashkari. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.