R. K. Stockholding Pvt. Ltd.
Penalties and directions recorded
- Monetary penalty for serious violations and warning for non-serious violations upheld
SAT-appeal
- SAT matter SATV-0A5F00A81CDCCE28B0D770B6Impugned order dated 17 April 2023 set aside · Matter remitted to BSE for fresh consideration of the waiver application on merits and in accordance with lawAppeal: Appeal Nos. 699 and 700 of 2023 allowed on 20 November 2023; impugned order dated 17 April 2023 set aside and matter remitted
- SAT matter SATV-140E23D2B4AB77242989EAC2Impugned order dated 17 April 2023 set aside · Matter remitted to BSE for fresh consideration of the waiver application on merits and in accordance with lawAppeal: Appeal Nos. 699 and 700 of 2023 allowed on 20 November 2023; impugned waiver-rejection order set aside and matter remitted
- SAT matter SATV-713A53538D40046FD4F6608DOrder reserved after hearing counsel for parties · Parties directed to act on digitally signed copy sent by fax and/or emailAppeal: Appeal No. 318 of 2020 heard on 15.09.2021; order reserved
- SAT matter SATV-EE0BC11C8B171CC9EB62D053Matter adjourned by consent and listed on July 11, 2025Appeal: Appeal No. 252 of 2024 pending; adjourned to July 11, 2025 vide order dated 15.04.2025
- Non-availability/non-reconciliation of client securities and unexplained use of funds raised by pledging client securities in excess of client obligations.Appeal dismissed without costs; impugned NSE Committee order affirmed in all respects · Monetary penalty for serious violations and warning for non-serious violations upheldAppeal: Appeal No. 318 of 2020 dismissed on 21.10.2021 (hearing on 15.09.2021)
- SAT matter SATV-6876EFC4485B43F684BA8093Delay in filing Appeal No. 252 of 2024 condoned · Exemption application disposed ofAppeal: Appeal No. 252 of 2024 with Misc. Application No. 190 of 2024 and Misc. Application No. 422 of 2024 - delay condoned, pending, next date October 16, 2024
Source: SecMarx — R. K. Stockholding Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.