Quantum Global Securities Ltd.

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to take instructions from Registrar 48 hrs before March 18, 2021 on video conference vs physical hearing

SAT-appeal

Alleged inaction by NSE in furnishing clients' account documents after declaring broker Quantum Global Securities a defaulter, preventing filing of settlement guarantee claims.
NSE to provide necessary documents to respective appellants within three months · Appellants may file claim on basis of documents in possession and seek time for further documents
Appeal: Appeal Nos. 294 and 295 of 2020 disposed of by SAT order dated 01.10.2020 (reserved 28.09.2020)
SAT matter SATV-824AF2372FCE07C5B7429F89
Listed on March 18, 2021 · Parties to take instructions from Registrar 48 hrs before March 18, 2021 on video conference vs physical hearing
Appeal: Appeal No. 570 of 2020 with Misc. Application Nos. 14 of 2020 and 15 of 2020 pending; listed on March 18, 2021

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Source: SecMarx — Quantum Global Securities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.