Premium Global Securities (P) Ltd.

4 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Penalty for engaging as principal in business other than securities reduced from Rs. 5 lakh to Rs. 3 lakh.
Remaining appeal, including the Rs. 1 lakh CTCL terminal-location penalty, dismissed.
Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Parties directed to contact the Registrar 48 hours before the hearing date regarding video conferencing or physical hearing

SAT-appeal

Seven inspection-related violations during calendar year 2018, including engaging in non-securities business by advancing funds and operating a CTCL terminal at an unreported location.
Appeal partly allowed without costs. · Penalty for engaging as principal in business other than securities reduced from Rs. 5 lakh to Rs. 3 lakh.
Appeal: Appeal No. 135 of 2021 decided by SAT on 20 October 2021; partly allowed.
SAT matter SATV-99D93F92794BFBEFE2727E60
Delay condonation application (Misc. Application No.105 of 2021) allowed · Respondent to file reply within three weeks from 17 March 2021
Appeal: Appeal No.135 of 2021 with Misc. Application No.105 of 2021 - delay condoned on 17 March 2021, listed for admission/final disposal on 5 May 2021
SAT matter SATV-A0A005B27BB95503B9057481
List matter on 29th June, 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Appeal No.135 of 2021 heard on 5.5.2021, adjourned to 29th June, 2021, no disposal yet
SAT matter SATV-6290D0E7464239B890110382
Matter listed for 30 August 2021 · Parties directed to contact the Registrar 48 hours before the hearing date regarding video conferencing or physical hearing
Appeal: Appeal No. 135 of 2021 listed on 29 June 2021; next hearing fixed for 30 August 2021

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Source: SecMarx — Premium Global Securities (P) Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.