Pravin V. Shah Stock Broking Pvt. Ltd.

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Adjudicating Officer penalty order set aside

SAT-appeal

Alleged failure to exercise due skill, care and diligence as broker for Phulchand Sons in Aftek Infosys scrip and generating artificial volumes via synchronized trades.
Appeal allowed · Adjudicating Officer penalty order set aside
Appeal: Appeal No. 126 of 2006 allowed on 22.8.2007
SAT matter SATV-6E25BC6BBEDE7A358E4CE9D2
Disposed in same terms as Appeal No. 35 of 2007 decided on 13.8.2010
Appeal: Appeal No. 121 of 2007 decided on 13.8.2010, disposed in same terms as Appeal No. 35 of 2007

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Source: SecMarx — Pravin V. Shah Stock Broking Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.