Poonam P. Jain

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Restraining appellants and six entities from accessing securities market for 5 years
Freezing shares and mutual fund units in demat accounts for 5 years

SAT-appeal

Alleged concerted scheme of preferential allotment, artificial price pumping and managed exit to generate fictitious Long Term Capital Gains and convert unaccounted income into tax-exempt accounted income.
Restraining appellants and six entities from accessing securities market for 5 years · Freezing shares and mutual fund units in demat accounts for 5 years
Appeal: Group Appeals Nos. 102,44,85,178,179,180,181,235,246,247,571,572,573,575,581 of 2020 vs WTM order 18.11.2019; reserved 05.05.2021, decided 08.06.2021; delay condoned
SAT matter SATV-48169A214537401E31C2B49D
Delay condoned and Misc. Application No. 229 of 2020 allowed · Appeal (L) No. 233 of 2020 connected with Appeal No. 44 of 2020 Rishikumar Bagla vs SEBI

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Source: SecMarx — Poonam P. Jain. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.