Pooja Arvind Goyal

85 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Matters adjourned
List the matters on 16 March 2023
Matters listed for 9 July 2021
Parties directed to contact the Registrar 48 hours before the listed date regarding video or physical hearing
Matters adjourned

SAT-appeal

SAT matter SATV-006938FD8F3F7EB298FC9683
Matters adjourned · List the matters on 16 March 2023
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 were adjourned on 2 February 2023; listed for 16 March 2023.
SAT matter SATV-03E03DFE7F45C77D782DAC9D
Three weeks’ further time granted to appellants to file rejoinder · Matters listed for 9 July 2021
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021 and 96 of 2020 were listed together; further hearing fixed for 9 July 2021
SAT matter SATV-05A58B86845CAD9555C57F4B
Matters adjourned · List the matters on 16 March 2023
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 were adjourned on 2 February 2023; listed for 16 March 2023.
SAT matter SATV-08D820BCFC8C519D02FC381E
List the matters on 28 October 2021 · File rejoinder to the amendment application in the meanwhile
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021 and 308 of 2021 were listed; matters adjourned to 28 October 2021
SAT matter SATV-09A06CF0830F49FC9B340DAD
Matters adjourned on the appellants' counsel's request due to bereavement in the family · List the matters on 6 January 2023
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021, 96 of 2020 and 308 of 2021 were adjourned on 30 November 2022; listed on 6 January 2023
SAT matter SATV-0A110F800A0BDE12D8B966B9
Appeals and applications listed for hearing on 19 April 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal Nos. 19 and 20 of 2021, Appeal No. 74 of 2021 and Appeal No. 96 of 2020 were adjourned and listed for 19 April 2021; no final disposal stated
SAT matter SATV-0AC28259B491D1D25F50A9AC
Respondent granted three weeks to file reply to the amended appeal · Appellants granted three weeks thereafter to file rejoinder
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021, 96 of 2020 and 308 of 2021 were listed; reply and rejoinder timelines were fixed, with next listing on 2 May 2022.
SAT matter SATV-11357E426DDA33D4C488BF04
List the matters on 28 October 2021 · Rejoinder to the amendment application to be filed in the interim
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021 and 308 of 2021 were listed; no disposal on merits
SAT matter SATV-1114200E415551ABA9642764
Three weeks’ further time granted to the appellant to file rejoinder · Matters listed on 10 August 2021
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021 and 308 of 2021 were listed; matters adjourned for rejoinder and listed on 10 August 2021
SAT matter SATV-17174B4023ADD1708EAECB05
Three weeks' time granted to the appellants to file rejoinder to the amended appeal · Matters listed on 3 June 2022
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 were pending; rejoinder permitted and matters listed on 3 June 2022
SAT matter SATV-1A96860147763CB47154A51B
Matter adjourned at the respondent's request · List the appeals on 11 November 2021
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021 and 74 of 2021 were adjourned on 28 October 2021 and listed for 11 November 2021; no disposal on merits.
SAT matter SATV-1E5B78201792E428A2407B09
Three weeks further time granted to the appellant to file rejoinder · Matters listed for 30 June 2022
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021 and 74 of 2021, with connected miscellaneous applications; adjourned for rejoinder and listed on 30 June 2022
SAT matter SATV-206528315012B42D3CDAA88B
Appeal listed for admission along with Appeal Lodging No. 605 of 2019 on 29 January 2021 · Parties directed to contact the Registrar 48 hours before the hearing date regarding video conferencing or physical hearing
Appeal: Appeal No. 19 of 2021 was listed for admission on 29 January 2021; no final disposal recorded in this order.
Alleged synchronized, self and reversal trades creating artificial volume and false appearance of trading, and failure by persons acting in concert to make an open offer after crossing SAST thresholds.
SAT heard five connected appeals together; operative final disposition is not included in the supplied text.
Appeal: Connected Appeal Nos. 74 of 2021, 96 of 2020, 19 of 2021, 20 of 2021 and 308 of 2021; order dated 30 October 2023. Disposal outcome is not present in the supplied extract.
SAT matter SATV-263EA8768B6D13859FDC156F
Three weeks' time granted to appellants to file rejoinder to the amendment application · Matters listed on September 30, 2021
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021; order dated 10 August 2021 granted time for rejoinder and adjourned matters to 30 September 2021
SAT matter SATV-1EC4E85625FBB6B3FA22F9A6
Matters stood over to 16 December 2021 due to non-availability of the bench · Parties directed to obtain instructions from the Registrar 48 hours before the listed date
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 were listed; matters stood over to 16 December 2021.
SAT matter SATV-29D0EC729937D0BA1389066F
List the matters on 17 May 2021 · Parties to contact the Registrar 48 hours before the listed date regarding video-conference or physical hearing
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021 and 96 of 2020 were listed; no disposal on merits stated.
SAT matter SATV-2E0F30D1F8C51C5A7CCD67F9
Three weeks further time granted to the appellant to file rejoinder · Matters listed on 10 August 2021
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021 and 308 of 2021 were adjourned; next listing on 10 August 2021
SAT matter SATV-26012CC7CD0AD45E863920C3
Matter adjourned on respondent's request · Appeals listed on 11 November 2021
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021 and 74 of 2021 were pending and adjourned on 28 October 2021; next listing fixed for 11 November 2021.
SAT matter SATV-3663D2CDBA58835C7165BA30
Amendment application allowed subject to respondent's objections, including objections to new documents · Corrections to appeal to be made within two weeks
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021 and 308 of 2021 were listed; amendment application allowed and matters adjourned to 31 January 2022
SAT matter SATV-34C694F2EB814EDDAE0B8FB6
Matters stood over to 16 December 2021 due to non-availability of the bench · Parties directed to take instructions from the Registrar 48 hours before the next date
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 were stood over to 16 December 2021; no disposal on merits
SAT matter SATV-2ADE2F36D78DCC2E5F74F439
Matters stood over / adjourned to September 5, 2022 · Parties to act on digitally signed copy; certified copy from Registry on payment
Appeal: Appeal Nos. 19/2021, 20/2021, 74/2021, 96/2020, 308/2021 with Misc. Applications 5/2021, 6/2021, 8/2021, 563/2021 pending; adjourned to 05.09.2022, no disposal
SAT matter SATV-32AFB9152459F1F3667109A5
Matters adjourned at request of appellants counsel
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 adjourned vide order dated 02.02.2023; next date March 16, 2023
SAT matter SATV-38EBBEEE09BA8945381AD32F
Three weeks time allowed to appellants to file rejoinder to amendment application · List matters on September 30, 2021
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending; adjourned to September 30, 2021 for rejoinder
SAT matter SATV-3C9F5CCD53F6BAE0FF0C1DE1
List all connected matters on 17 May 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021 and 96 of 2020 with Misc. Applications 5, 8, 22 of 2021 pending; adjourned to 17 May 2021, no disposal
SAT matter SATV-4C66F6B0C3FC8610F7B1DCFF
List Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021 and 96 of 2020 on April 19, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021 and 96 of 2020 pending with Misc. Applications Nos. 5, 8 and 22 of 2021; listed on April 19, 2021
SAT matter SATV-3DA0106C5D40513F39D1B28F
Matters adjourned at request of appellants counsel · List on March 16, 2023
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending; adjourned on 02.02.2023, next date March 16, 2023
SAT matter SATV-5D5AF3BFB027D79F2F7101C8
Amendment application allowed subject to respondent objections including new documents · Necessary corrections to be carried out in appeal
Appeal: Appeal Nos.96/2020, 20/2021, 74/2021, 19/2021, 308/2021 pending, listed on 31 January 2022; Misc. Application No.22 of 2021 disposed on 16.12.2021
SAT matter SATV-474852978DBED83208C7D0CC
Amendment application allowed subject to respondent objection including new documents at hearing · Carry out corrections in appeal within two weeks from 16.12.2021
Appeal: Appeal Nos. 96/2020, 20/2021, 74/2021, 19/2021, 308/2021 pending before SAT; Misc Application No.22/2021 disposed on 16.12.2021; next listing 31.01.2022
SAT matter SATV-53F71860E9BED36633E3E41D
Respondent allowed three weeks to file reply to amended appeal · Appellant allowed three weeks thereafter to file rejoinder
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021, 96 of 2020, 308 of 2021 pending; at reply/rejoinder stage, next listing May 2, 2022
SAT matter SATV-59F10ABC1033D340459F8B67
List all appeals and misc applications on February 02, 2023
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 pending; adjourned to 02.02.2023, not disposed
SAT matter SATV-51D553FABAEFC7585EDD7497
Three weeks further time allowed to appellant to file rejoinder · List matters on 10th August, 2021
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021, 308 of 2021 with Misc. Applications pending; adjourned to 10 August 2021
SAT matter SATV-5C1F9CDE867AF1A461C0CAC6
Three weeks time allowed to appellants to file rejoinder to amendment application · List matters on September 30, 2021
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 with Misc. Applications 5, 8, 22, 563 of 2021 pending; adjourned to 30.09.2021, no final disposal on 10.08.2021
SAT matter SATV-64F70C3C38D85A89BE54B6C9
Adjourned on request of learned counsel for the appellant · List on August 3, 2022
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021, 96 of 2020, 308 of 2021 pending; adjourned to 03.08.2022
SAT matter SATV-66979CB72D64F3F10233039D
Three weeks further time allowed to appellant to file rejoinder · List on 10 August 2021
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021, 308 of 2021 with Misc. Applications pending; adjourned to 10 August 2021
SAT matter SATV-734F369EBE838761FE206009
List all connected appeals on 28 October 2021 · Rejoinder to amendment application to be filed in the meanwhile
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending; adjourned to 28 October 2021 vide SAT order dated 30 September 2021
SAT matter SATV-38FD98E9CFFB734DEAAFA76E
List the matters on 02 February 2023 · Parties may act on the digitally signed copy of the order
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 were listed for further hearing on 02 February 2023; no disposal on merits stated.
SAT matter SATV-7D99584D42852D0EE0F326CD
Three weeks' time allowed to appellants to file rejoinder to amended appeal · List on June 3, 2022
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending; order dated 02.05.2022 grants rejoinder time; next listing June 3, 2022
SAT matter SATV-9644088A9DFA1E0A530329E6
List all connected appeals on 28th October, 2021 · Rejoinder to amendment application to be filed in meanwhile
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021, 308 of 2021 with Misc Applications pending, adjourned to 28 October 2021 vide order dated 30.9.2021
SAT matter SATV-86CEE8ED78B785D418C7F5C8
List Appeal Nos. 19/2021, 20/2021, 74/2021 and 96/2020 on April 19, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on VC vs physical hearing
Appeal: Misc. Application Nos. 5, 8, 22 of 2021 and Appeal Nos. 19, 20, 74 of 2021 and Appeal No. 96 of 2020 pending; adjourned to 19 April 2021 with no disposal on merits
SAT matter SATV-8D7182A81334A768D3CD6536
Three weeks further time allowed to appellant to file rejoinder · List matters on 9th July, 2021
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021 and 96 of 2020 pending; adjourned to 9 July 2021 for rejoinder
SAT matter SATV-A18AD952F375132D0AA02378
Three weeks further time allowed to appellant to file rejoinder · List on 10th August, 2021
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021, 308 of 2021 pending at rejoinder stage; listed 10 August 2021
SAT matter SATV-A5502A937FCA383CB9F24E98
Adjourned on request of appellants in Appeal Nos. 96 of 2020 and 20 of 2021 · All appeals adjourned; listed on 7th November, 2022
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 adjourned; next listing 7 November 2022
SAT matter SATV-A1C25934E7B3846C2F47DB39
Urgency application disposed of as appeals already taken up for consideration · Delay in filing Appeal No. 308 of 2021 condoned; Misc. Application disposed of
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending before SAT; delay in 308 of 2021 condoned; next date 18.04.2023
SAT matter SATV-C9FD576F919F57F32FE6F266
Three weeks time allowed to appellants to file rejoinder to amended appeal · Matter listed on June 3, 2022
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending before SAT; adjourned to June 3, 2022
SAT matter SATV-C10A78D4817ED45571FCDE72
Adjourned on request of counsel for appellant in Appeal No. 96 of 2020 · List on November 30, 2022
Appeal: Appeal Nos. 96/2020, 19/2021, 20/2021, 74/2021, 308/2021 pending; Appeal No. 96/2020 adjourned to 30.11.2022
SAT matter SATV-CDA9D7C236FF732703C8E327
Three weeks further time allowed to the appellant to file rejoinder · List on 10th August, 2021
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021, 308 of 2021 pending; not disposed, adjourned to 10 August 2021
SAT matter SATV-CB0A84FCC32C891F96CED37D
Three weeks time allowed to appellants to file rejoinder to amendment application · List matter on September 30, 2021
SAT matter SATV-C5897B16B3291EFE0C6041D4
Adjourned on request of counsel in Appeal No. 308 of 2021 as arguing counsel unwell · List all connected matters on March 29, 2022
Appeal: Appeal Nos. 19/2021, 20/2021, 74/2021, 96/2020, 308/2021 adjourned on 31.01.2022; listed on 29 March 2022
Alleged synchronized, self and reversal trades creating artificial volume in Incap Financial Services Ltd around SMS on 11 Jan 2011 and acting in concert triggering open offer.
WTM order 23 Oct 2019 restrained Arvind Goyal 4 years and from association as Director · WTM directed Arvind Goyal to disgorge Rs 7,08,51,405 with 12% interest
Appeal: Appeal Nos. 74/2021, 96/2020, 19/2021, 20/2021, 308/2021 reserved on 24.04.2023 decided on 30.10.2023, joint hearing
SAT matter SATV-D6C1B53A6C9DAC4C31FFC255
Urgency application disposed of as appeals already taken up for consideration · Delay in filing Appeal No. 308 of 2021 condoned, Misc. Application disposed of
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending before SAT; delay in 308 of 2021 condoned; next listing April 18, 2023
SAT matter SATV-D56525C51A9C024A5EF25A84
Adjourned on request of learned counsel for respondent SEBI · List appeals on November 11, 2021
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 adjourned on SEBI request; next listed on November 11, 2021
Alleged synchronized, self and reversal trades creating artificial volume in Incap Financial Services Ltd around 11 Jan 2011 SMS and PAC acquisition triggering SAST open-offer obligations.
WTM barred Arvind Goyal from securities market for 4 years and as director of listed company · WTM directed Arvind Goyal to disgorge Rs 7,08,51,405 with 12% interest from 01 Dec 2020
Appeal: Appeals No.74/2021, 96/2020, 19/2021, 20/2021, 308/2021 against WTM orders dated 23 Oct 2019 and AO orders dated 30 Apr 2020 and 20 Apr 2020; reserved 24.04.2023, decided 30.10.2023
SAT matter SATV-D7FF5FBB4EDB31DE7DE0572F
List these matters on April 24, 2023 for further hearing
Appeal: Appeal Nos. 96/2020, 19/2021, 20/2021, 74/2021, 308/2021 heard on 18.04.2023; adjourned for further hearing on 24.04.2023, pending
Allegation that Abhay Javlekar was Person Acting in Concert with Arvind Babulal Goyal, lending demat/trading account for Rs.10,000 consideration in violation of SAST Regulations.
Review Application No.01 of 2024 dismissed · Review Application No.22 of 2024 dismissed
SAT matter SATV-E44C6CB1C47650470ABEAE21
Respondent allowed three weeks to file reply to amended appeal · Appellant allowed three weeks thereafter to file rejoinder
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021, 96 of 2020 and 308 of 2021 pending before SAT; adjourned to May 2, 2022
SAT matter SATV-E0E75A6D64AA5CA76B54786E
Matters adjourned on prayer of appellants' counsel · List on March 16, 2023
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 pending; adjourned to March 16, 2023, no disposal on 02.02.2023
SAT matter SATV-E61A8B511891D76387AEECB8
Three weeks further time allowed to appellant to file rejoinder · List on 9 July 2021
Appeal: Misc. Application Nos. 5, 8, 22 of 2021 and Appeal Nos. 19, 20, 74 of 2021 and Appeal No. 96 of 2020 pending; adjourned to 9 July 2021 for rejoinder
SAT matter SATV-E3D32A294B4F37CAA6FA1970
Adjourned on request of learned counsel for respondent SEBI · List appeals on November 11, 2021
Appeal: Appeal Nos. 96 of 2020, 19, 20, 74, 308 of 2021 with Misc. Appl. Nos. 5, 6, 8, 22, 563 of 2021 adjourned on 28.10.2021; next listed November 11, 2021
SAT matter SATV-EB4DEC4567C7BC8C4CD0BA02
List appeals on 17 May 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain VC or physical hearing
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021 and 96 of 2020 with Misc. Applications 5, 8, 22 of 2021 pending; adjourned to 17 May 2021, not disposed on 19 April 2021
SAT matter SATV-EFFA2A4D151C75EE6ED3AB72
Adjourned / stood over to December 16, 2021 due to non-availability of bench · Parties to seek instructions from Registrar 48 hrs before fixed date on video-conference vs physical hearing
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 pending; adjourned to December 16, 2021 vide order dated 11.11.2021, not disposed
SAT matter SATV-EDA561844AF0DAE0BFA9CFBB
List Appeal Nos. 19/2021, 20/2021, 74/2021 and 96/2020 on April 19, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal Nos. 19/2021, 20/2021, 74/2021 and 96/2020 with Misc. Applications 5, 8, 22/2021 pending; listed for 19 April 2021 per order dated 09.03.2021
SAT matter SATV-F12247AF9A1A0147AD427AE4
List on October 12, 2022 · Parties to act on digitally signed copy of order
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021, 96 of 2020, 308 of 2021 pending; adjourned to October 12, 2022
SAT matter SATV-F27006FAA33B4BF386D4DBA7
List on 17th May, 2021 · Parties to contact Registrar 48 hours before fixed date to ascertain video conferencing or physical hearing
Appeal: Misc. Application No.5/2021 with Appeal No.19/2021, Misc. Application No.8/2021 with Appeal No.20/2021, Misc. Application No.22/2021 with Appeal No.74/2021 and Appeal No.96/2020 pending; adjourned and listed on 17 May 2021, no disposal
SAT matter SATV-45B2892A92B8192E989852BA
Matters listed on 24 April 2023 for further hearing · Parties directed to act on the digitally signed copy of the order
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021 were heard and listed for further hearing on 24 April 2023; no disposal on merits.
SAT matter SATV-6E53534D883DDDD899A96911
Three weeks’ further time granted to appellants to file rejoinder · Matters listed for 9 July 2021
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021 and 96 of 2020 were listed together; adjourned for rejoinder and listed on 9 July 2021
SAT matter SATV-7B87236CC4AAFB8FDA5468F6
Three weeks' time allowed to the appellants to file rejoinder to the amended appeal · Matters listed on 3 June 2022
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021 and 308 of 2021, with connected miscellaneous applications; adjourned for rejoinders and listed on 3 June 2022
SAT matter SATV-73DD4D6325D29204DF207E11
Matters stood over to December 16, 2021 due to non-availability of bench · Parties directed to take instructions from Registrar on hearing mode and act on digitally signed copy
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending; adjourned to 16.12.2021 vide order dated 11.11.2021
SAT matter SATV-72B08158E1E32EFC1DD664ED
Three weeks time to respondent to file reply to amended appeal · Three weeks thereafter to appellant to file rejoinder
Appeal: Appeal Nos. 19 of 2021, 20 of 2021, 74 of 2021, 96 of 2020, 308 of 2021 pending; listed on May 2, 2022
SAT matter SATV-7D8AFB9920CC28A9FD7D0D26
List matters on 28 October 2021 · Rejoinder to amendment application to be filed in the meanwhile
Appeal: Appeal Nos. 96 of 2020, 20 of 2021, 74 of 2021, 19 of 2021, 308 of 2021 pending; adjourned to 28 Oct 2021 by order dated 30 Sep 2021
Alleged pre-SMS accumulation in Incap Financial Services Ltd and synchronized/self/reversal trades creating artificial volume; acting in concert triggering open-offer obligations.
WTM restrained Arvind Goyal from securities market for 4 years and from associating as director · WTM directed Arvind to disgorge Rs 7,08,51,405 with 12% interest
Appeal: Five appeals Nos 74/2021, 96/2020, 19/2021, 20/2021, 308/2021 heard together; reserved 24.04.2023, decision 30.10.2023
SAT matter SATV-85ED951F2B526C341215FF60
Order reserved after hearing counsel for parties · Written submissions, if any, may be filed within a week
Appeal: Appeal Nos. 74 of 2021, 96 of 2020, 19 of 2021, 20 of 2021, 308 of 2021 with Misc. Applications heard on 24.04.2023; order reserved
SAT matter SATV-971DCDAE91AD4401C5532E23
List all appeals and misc applications on February 02, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending with Misc. Applications 05, 06, 08 of 2021, 563 of 2021, 944 of 2022; adjourned to 02.02.2023, no disposal
SAT matter SATV-9C55886381618F2B878F0139
Three weeks allowed to appellants to file rejoinder to amendment application · List matter on September 30, 2021
SAT matter SATV-9FB0D5ED1475F037D91DCC88
Matters adjourned and listed on July 15, 2022
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending; adjourned to 15 July 2022 vide order dated 30.06.2022
SAT matter SATV-A5BAD699784E8A114DE68826
Amendment application allowed subject to respondent's objections including new documents · Misc. Application No.22 of 2021 disposed of accordingly
Appeal: Appeal Nos. 96/2020, 20/2021, 74/2021, 19/2021, 308/2021 with Misc. Applications pending; Misc. Application No.22/2021 disposed on 16.12.2021; listed on 31.01.2022
SAT matter SATV-A359881D3D2E8856DFA862D6
Respondent to file reply to amended appeal within three weeks · Appellant to file rejoinder within three weeks thereafter
SAT matter SATV-B6A1A3D5B8A8A35B87319761
List matters on February 02, 2023 · Parties to act on digitally signed copy; certified copy from Registry on payment
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending; adjourned to 02.02.2023
SAT matter SATV-C6E5A19A3F7C9D2C6A27F57D
List Appeal No. 96 of 2020 for admission and final disposal on January 29, 2021 · Appellant to file scanned copy of memo of appeal etc. before registry
Appeal: Misc. Application No. 103 of 2020 and Appeal No. 96 of 2020 pending; listed for admission and final disposal on January 29, 2021
SAT matter SATV-C0FA3BBA9C06D6146D857270
Amendment application allowed subject to respondent objections including new documents · Necessary corrections to be carried out in appeal within two weeks
Appeal: Appeal Nos. 96/2020, 20/2021, 74/2021, 19/2021, 308/2021 pending; Misc Application No.22 of 2021 disposed on 16.12.2021; next date 31.01.2022
SAT matter SATV-CE7D12A838A5BABD71C944C8
Matters stood over to 16 December 2021 due to non-availability of bench · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
Appeal: Appeal Nos. 96 of 2020, 19, 20, 74 and 308 of 2021 adjourned to 16 December 2021; Misc Appl 05, 06, 08, 22, 563 of 2021 pending
Alleged synchronized, self and reversal trades creating false volume in Incap Financial Services Ltd around misleading SMS on 11 Jan 2011 and failure to make open offer as persons acting in concert.
Arvind Babulal Goyal restrained 4 years from securities market and from associating as Director of listed company · Arvind Goyal to disgorge Rs.7,08,51,405 with 12% interest
Appeal: Five SAT appeals Nos.74/2021, 96/2020, 19/2021, 20/2021, 308/2021 taken together; Reserved 24.04.2023, Decided 30.10.2023
SAT matter SATV-D1C1B8E42CF7A5A9816DCE96
Three weeks' time allowed to appellants to file rejoinder to amended appeal · Matter listed on June 3, 2022
Appeal: Appeal Nos. 96 of 2020, 19, 20, 74 and 308 of 2021 pending before SAT; rejoinder stage; next date 03.06.2022
SAT matter SATV-EAD2B3BCF43648AD9A8BB263
Adjourned on request of learned counsel for respondent SEBI · List on November 11, 2021
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 with Misc. Applications adjourned on 28.10.2021, next date November 11, 2021; not disposed

Other

SAT matter SATV-C255606BBD990D849C19D461
List matters on February 02, 2023
Appeal: Appeal Nos. 96 of 2020, 19 of 2021, 20 of 2021, 74 of 2021, 308 of 2021 pending before SAT; adjourned to February 02, 2023

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Source: SecMarx — Pooja Arvind Goyal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.