Pelf Finstock Ltd.

SAT-appeal

• The underlying charges are not specified in the extracted order. The AO had imposed penalties under Sections 15HA and, in some cases, 15HB of the SEBI Act.
  Impugned AO order dated 25 March 2014 set aside qua the appellants · Matters restored to the AO for fresh orders on merits and in accordance with law
  Appeal: Appeal Nos. 100, 127, 132, 133, 142, 146, 148, 152, 153, 154, 155, 156, 157, 158, 161, 162, 163, 164, 165, 178 and 188 of 2014 disposed of on 6 April 2016; impugned order remanded for fresh adjudication.
• Charges underlying the penalties are not specified in the extracted order. The appeals challenged penalties imposed under Sections 15HA and, in some cases, 15HB of the SEBI Act.
  Impugned AO order dated 25 March 2014 set aside qua the appellants. · Matters restored to the AO for fresh orders on merits and in accordance with law.
  Appeal: Appeal Nos. 100, 127, 132, 133, 142, 146, 148, 152, 153, 154, 155, 156, 157, 158, 161, 162, 163, 164, 165, 178 and 188 of 2014 disposed of on 6 April 2016 by setting aside and remanding the impugned order.
• Varying penalties imposed for alleged violations attracting Section 15HA (and in few cases 15HB); specific trade details not set out in SAT remand order
  Impugned AO order dated 25 March 2014 set aside qua the appellants · All matters restored to file of AO for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 and 188 of 2014 disposed of on 06/04/2016 by set-aside and remand
• Alleged fraudulent and unfair trade practices attracting penalty under Sec.15HA and in few cases additional contravention under Sec.15HB; specifics not detailed in SAT remand order.
  Impugned AO order dated 25 March 2014 set aside qua appellants · All matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 & 188 of 2014 disposed by SAT on 06/04/2016; remanded to AO
• Fraudulent/unfair trade practices attracting Section 15HA (and 15HB in few cases); specific transaction details not set out in SAT order
  Impugned AO common order dated 25 March 2014 set aside qua appellants · All matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: Appeal Nos.100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 & 188 of 2014 disposed of on 06/04/2016 by set-aside and remand
• Unspecified violation attracting penalty under Section 15HA (and Section 15HB in few cases); merits not examined in SAT order
  Impugned AO order dated 25/03/2014 set aside qua the appellants herein · All matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: 21 Appeals of 2014 (100,127,132,133,142,146 etc.) disposed on 06/04/2016; AO order set aside and remanded
• Fraudulent and unfair trade practices attracting Sec 15HA (and Sec 15HB in few cases); specifics not restated in remand order
  Impugned AO order dated 25 March 2014 set aside qua appellants herein · All matters restored to AO file for fresh order on merits and per law
  Appeal: Appeal Nos.100,127,132,133,142,146,148,152-158,161-165,178,188 of 2014 disposed on 06/04/2016 by set-aside and remand to AO
• Alleged fraudulent and unfair trade practices attracting penalty under Section 15HA (and in few cases Section 15HB); specifics not elaborated in SAT remand order.
  Impugned AO order dated 25 March 2014 set aside qua the appellants · All matters restored/remanded to AO for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 & 188 of 2014 disposed by SAT common order dated 06/04/2016; Misc. Applications 57 and 58 of 2015 withdrawn
• Penalties imposed for violations attracting Section 15HA (and 15HB in few cases); specific manipulative charge not detailed in SAT remand order.
  Impugned AO order dated 25 March 2014 set aside qua appellants · Matters restored to AO for fresh order on merits in accordance with law
  Appeal: Appeal Nos. 100,127,132,133,142,146,148,152-158,161-165,178 and 188 of 2014 disposed on 06/04/2016 by remand to AO
• Penalties imposed for violations attracting Section 15HA (and Section 15HB in few cases); specific violative transactions not detailed in SAT order
  Impugned AO order dated 25 March 2014 set aside qua appellants · All matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 & 188 of 2014 disposed on 06/04/2016 by set aside and remand; Misc. Applications 57 & 58 of 2015 withdrawn
• Penalties levied for violations attracting Section 15HA (and 15HB in few cases); specific trades or fraud details not elaborated in SAT remand order.
  Impugned AO common order dated 25 March 2014 set aside qua appellants · All matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 and 188 of 2014 disposed of on 06/04/2016 by set-aside and remand; Misc. Apps 57-58/2015 withdrawn
• Penalties imposed by AO under Section 15HA (and Section 15HB in few cases); underlying violation not elaborated in SAT order.
  Impugned AO common order dated 25 March 2014 set aside qua appellants · All matters restored/remanded to AO for fresh order on merits and in accordance with law
  Appeal: Appeal Nos.100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 & 188 of 2014 disposed of on 06/04/2016 by remand; Misc. Applications 57 & 58 of 2015 withdrawn
• Violations attracting penalty under Section 15HA (and Section 15HB in few cases); specific charge details not examined in SAT remand order.
  Impugned AO order dated 25 March 2014 set aside qua appellants · All matters restored to AO file for fresh order on merits per law
  Appeal: 21 appeals Nos.100,127,132,133,142,146,148,152-158,161-165,178,188 of 2014 disposed on 06/04/2016 by set-aside and remand
• SAT matter SATV-733EE50280400CD256ABD507
  Impugned AO order dated 25 March 2014 set aside qua appellants herein · Matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: Appeal Nos.100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 & 188 of 2014 disposed by common SAT order dated 06/04/2016; Misc. Applications 57/2015 and 58/2015 withdrawn
• Penalties imposed by AO for alleged fraudulent/unfair trade practices punishable under Section 15HA (and Section 15HB in few cases); specific trade details not reiterated in SAT remand order
  Impugned AO common order dated 25th March, 2014 set aside qua the appellants herein · All matters restored to file of AO for passing fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 & 188 of 2014 disposed by SAT common order dated 06/04/2016 - remanded; Misc. Application Nos.57 and 58 of 2015 withdrawn
• Charge attracting penalty under Section 15HA (and Section 15HB in few cases); specific fraudulent trade details not reproduced in SAT remand order.
  Impugned AO order dated 25 March 2014 set aside qua appellants herein · Matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: Appeal Nos.100,127,132,133,142,146,148,152-158,161-165,178 & 188 of 2014 disposed on 06/04/2016 by set-aside and remand to AO
• Alleged fraudulent and unfair trade practices attracting penalty under Section 15HA (and Section 15HB in few cases); specific trades not detailed in SAT order.
  Impugned AO common order dated 25 March 2014 set aside qua appellants · All matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: Appeal Nos. 100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 & 188 of 2014 disposed on 06/04/2016 by remand; Misc. Applications 57 & 58 of 2015 withdrawn
• SAT matter SATV-C9F58C598634AB8E0C5D4C33
  Impugned AO order dated 25 March 2014 set aside qua appellants herein · Matters restored to AO file for fresh order on merits and in accordance with law
  Appeal: Appeal Nos.100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178,188 of 2014 disposed on 06/04/2016 by set-aside and remand
• Penalties imposed for violations attracting Sections 15HA/15HB; specific manipulative acts not detailed in SAT order
  Impugned AO order dated 25 March 2014 set aside qua appellants · Matters remanded to AO for fresh order on merits and in accordance with law
  Appeal: Appeal Nos.100,127,132,133,142,146,148,152-158,161-165,178,188 of 2014 decided 06/04/2016; allowed by remand
• Violations attracting penalty under Section 15HA (and 15HB in few cases); specific trade/fraud details not elaborated in SAT remand order
  Impugned AO common order dated 25 March 2014 set aside qua appellants · Matters restored to AO file for fresh order on merits and in accordance with law
• Alleged fraudulent and unfair trade practices attracting penalty under Section 15HA (and Section 15HB in few cases); specific trades not detailed in SAT order.
  Impugned AO common order dated 25th March, 2014 set aside qua the appellants herein · All matters restored to file of AO for passing fresh order on merits and in accordance with law after giving personal hearing to each appellant
  Appeal: Appeal Nos.100,127,132,133,142,146,148,152,153,154,155,156,157,158,161,162,163,164,165,178 and 188 of 2014 disposed on 06/04/2016 by remand to AO