Pankaj J. Shah (HUF) & Ors.
Penalties and directions recorded
- Parties directed to contact the Registrar 48 hours before the hearing regarding video conference or physical hearing
- Parties to contact Registrar 48 hours before fixed date to confirm video vs physical hearing
- If appellants deposit 50% of penalty within six weeks, balance not to be recovered
- Parties to take instructions from Registrar 48 hrs before fixed date on mode of hearing
- Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
SAT-appeal
- SAT matter SATV-043CDED5F941B4C924C6F2D7Further hearing fixed for 17 June 2021 · SEBI directed to file an affidavit regarding appointment of the Adjudicating Officer and transfer of filesAppeal: Appeal No. 436 of 2020 was heard in part; further hearing fixed for 17 June 2021
- SAT matter SATV-28B82B5BC143D064C9EE2662Two additional weeks granted to appellants to comply with SAT order dated 26 November 2020 · Matter stood over to 22 February 2021Appeal: Appeal No. 436 of 2020; order dated 5 January 2021 granting time and adjourning the matter to 22 February 2021
- SAT matter SATV-8701A303B91846985B370903List matter on 24 March 2021 · Parties to contact Registrar 48 hours before fixed date to confirm video vs physical hearingAppeal: Appeal No. 436 of 2020 pending before SAT; adjourned to 24 March 2021 vide order dated 22.2.2021
- SAT matter SATV-9BB0F7A0D1C6701708E17DACOrder reserved after hearing counsel for parties · Parties directed to act on digitally signed copy sent by fax and/or emailAppeal: Appeal No. 436 of 2020 heard on 17.06.2021 - order reserved
- Alleged fraudulent/unfair trade practices in 2011 IPO transactions; PFUTP and Securities Contracts (Regulation) Act, 1956 violations determined by Adjudicating OfficerRespondent to file reply within four weeks from 26.11.2020 · Rejoinder to be filed within two weeks thereafterAppeal: Appeal Lodging No. 436 of 2020 pending before SAT; interim order dated 26.11.2020 granting conditional stay; listed for admission and final disposal on January 05, 2021
- SAT matter SATV-DF857BE68E3E94B3CE4CCFC3Adjourned and listed on June 15, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearingAppeal: Appeal No. 436 of 2020 pending; adjourned on 28.04.2021 to June 15, 2021
- SAT matter SATV-FE3174138A156562E4FE9690List appeal on April 28, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearingAppeal: Appeal No. 436 of 2020 pending, adjourned to April 28, 2021 vide order dated 24.03.2021
Source: SecMarx — Pankaj J. Shah (HUF) & Ors.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.