Palak B. Shah

6 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Dhara Technosystem LLP directed to pursue its pending claim application before the stock exchange under its bye-laws.
Both Appeals disposed of; Dhara Technosystem LLP to pursue pending claim application before stock exchange under bye-laws.
No further directions in disposed of appeals; appellants may challenge NSE/BSE claim orders before appropriate forum under Act and Rules

SAT-appeal

SAT matter SATV-1B2CDDC9612BE5D1B01F2878
Both appeals disposed of. · Dhara Technosystem LLP directed to pursue its pending claim application before the stock exchange under its bye-laws.
Appeal: Appeal Nos. 201 and 202 of 2021 disposed of by SAT on 27 April 2021; delay in filing condoned.
SAT matter SATV-230497389BC32FF155D2F661
Misc. Application No. 366 of 2022 and Misc. Application No. 367 of 2022 rejected · Appellants to challenge NSE/BSE claim decisions before appropriate forum in accordance with Act and Rules
Appeal: Misc. Application No. 366 of 2022 in Appeal No. 201 of 2022 and Misc. Application No. 367 of 2022 in Appeal No. 202 of 2022 rejected on 19.9.2022; prior appeals disposed of 27 April 2021
SAT matter SATV-83D82FC495C53EEAC87F8581
Appeal No. 202 of 2021 dismissed for want of prosecution · Misc. Application No. 993 of 2021 disposed of accordingly
Appeal: Appeal No. 202 of 2021 dismissed for want of prosecution on 14.9.2021; Misc. Application No. 993 of 2021 disposed of accordingly
SAT matter SATV-425E7B5051B0FD8CB62EB6E2
Order dated 27 April 2021 recalled. · Miscellaneous application allowed and Appeal No. 202 of 2021 restored to its original number.
Appeal: Appeal No. 202 of 2021 restored to its original number and disposed of with a direction to decide the appellant's application.
Appellants allege broker Guiness Securities Ltd. unauthorisedly retaining shares due to them in its depository account; seek release of shares per para 5.4 or referral to defaulter's committee.
Both Appeals disposed of; Dhara Technosystem LLP to pursue pending claim application before stock exchange under bye-laws. · Palak B. Shah may file claim before stock exchange under bye-laws; if filed, to be dealt with in accordance with law.
Appeal: Appeal Nos. 201 and 202 of 2021 with Misc. Applications 255, 484, 256, 485 disposed of by SAT decision dated 27.04.2021
Broker-related claim against Guiness Securities Ltd before stock exchanges; appellants aggrieved by NSE/BSE claim decisions sought further SAT directions
Misc. Application No.366 of 2022 and Misc. Application No.367 of 2022 rejected · No further directions in disposed of appeals; appellants may challenge NSE/BSE claim orders before appropriate forum under Act and Rules
Appeal: Misc. Application No.366 of 2022 in Appeal No.201 of 2022 and Misc. Application No.367 of 2022 in Appeal No.202 of 2022 disposed of and rejected on 19.9.2022

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Source: SecMarx — Palak B. Shah. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.