Omkam Capital Markets Private Limited

SAT-appeal

• SAT matter SATV-5E16930873EDA535F78A1BEF
  List appeal on March 23, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
  Appeal: Appeal No. 213 of 2022 with Misc. Application No. 344 of 2022 pending; adjourned to March 23, 2023
• Failure to return clients' securities despite opportunity granted by NSE, leading to declaration as defaulter and expulsion from NSE membership.
  Misc. Application No. 636 of 2023 allowed; order dated 02.05.2023 recalled and Appeal No. 213 of 2022 restored · NSE Committee directed to reconsider decision dated 06.01.2022 afresh after giving opportunity of hearing
  Appeal: Appeal No. 213 of 2022 restored to original number on 09.06.2023 and pending; next listed on 01.08.2023
• Alleged misuse of client funds of Rs 6.39 lakh and Rs 2.89 crore and other violations resulting in expulsion by NSE.
  Urgency application disposed as appeal taken up for admission · Respondent to file reply within three weeks from 12 May 2022
  Appeal: Appeal No. 213 of 2022 with Misc. Applications No. 343 and 344 of 2022 pending admission before SAT; next date 2 June 2022
• SAT matter SATV-E5CCDD8FE68785BF6B5D0693
  Appeal No. 213 of 2022 dismissed for want of prosecution · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
  Appeal: Appeal No. 213 of 2022 dismissed for want of prosecution on 02.05.2023; Misc. Application No. 344 of 2022 listed therewith
• Failure to recoup clients’ funds within the stipulated period; appellant asserted that clients’ securities had subsequently been returned.
  NSE to examine administratively whether clients’ securities were returned or the appellant remained in default. · NSE to file a report or affidavit within three weeks from 23 March 2023.
  Appeal: Appeal No. 213 of 2022; further hearing scheduled for 2 May 2023. No disposal on merits stated.
• SAT matter SATV-B8841F6B252B1F3F20DB5CEF
  Matter adjourned and listed on August 22, 2023 · Respondent to file copy of Committee order before Tribunal
  Appeal: Appeal No. 213 of 2022 with Misc. Application No. 344 of 2022 pending; adjourned to August 22, 2023