Nina Jayendra Doshi

38 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Matters listed on 24 April 2023
Matters listed on 24 April 2023
Matters listed on 1 May 2023
Matters listed for 1 May 2023
Impugned orders rejecting Investor Protection Fund compensation claims upheld

SAT-appeal

SAT matter SATV-0488075677BEE8E7A66D843C
Respondent to file a reply to the amended appeals within three weeks from 28 March 2023 · Matters listed on 24 April 2023
Appeal: Appeal Nos. 243 of 2022, 244 to 247 and 249 to 252 of 2023 were pending; reply directed and matters listed for 24 April 2023
SAT matter SATV-0DFEF551FEF12E1DE3E5B30C
Respondent to file reply on the amended appeals within three weeks from 28 March 2023 · Matters listed on 24 April 2023
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251 and 252 of 2023 were pending; respondent directed to reply to amended appeals and matters listed on 24 April 2023
SAT matter SATV-15410B65CACC6445AF00A2DC
Respondent directed to file replies to the amended appeals within three weeks from 28 March 2023 · Appeals listed for 24 April 2023
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251 and 252 of 2023 were pending; listed on 24 April 2023
SAT matter SATV-16C82EEC8ECE7823DD9A84E1
Appellants granted one week's time to file rejoinder · Matters listed on 1 May 2023
Appeal: Appeal Nos. 243, 244-247, 249-252, 329-330, 368 and 369 of 2023 were pending; listed on 1 May 2023
SAT matter SATV-2CC02977B1FC3E03ED169EC9
Appellants granted one week's time to file rejoinder · Matters listed for 1 May 2023
Appeal: Appeal Nos. 243 to 252, 329, 330, 368 and 369 of 2023 were listed; rejoinder time granted and matters adjourned to 1 May 2023
Not an insider-trading matter. The appeals concerned claims under the Investor Protection Fund, rejected because appellants availed Anugrah's prohibited Derivatives Advisory Services scheme offering assured returns.
All appeals dismissed · Impugned orders rejecting Investor Protection Fund compensation claims upheld
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400 and 401 of 2023 dismissed on 15 May 2023.
SAT matter SATV-2738207EC3B3D2D257DAB814
A week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 against common NSE order; pending, listed for admission on 28 March 2023
SAT matter SATV-36FD1B87D66B51CB58CCE355
Respondent directed to file replies to the amended appeals within three weeks from 28 March 2023 · Matters listed on 24 April 2023
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251 and 252 of 2023 were pending; replies ordered and matters listed on 24 April 2023
SAT matter SATV-4D4721409A4E3051E3D26ACD
All appeals filed against common order taken up together · Appellants allowed a week's time to deposit court fees
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending; listed for admission on 28 March 2023 vide order dated 16.03.2023
Appellants availed Anugrah's prohibited Derivatives Advisory Services assuring fixed returns, rendering claims under Investor Protection Fund inadmissible.
All appeals dismissed · NSE Committee rejection of Investor Protection Fund claims upheld
Appeal: Appeal Nos. 243-247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023 dismissed by SAT decision dated 15.05.2023 (reserved 01.05.2023)
Clients availed prohibited Derivatives Advisory Services assuring fixed returns from broker Anugrah, making IPF compensation claims inadmissible.
All appeals (Nos. 243-247, 249, 250, 252, 329,330,368,369,400,401 of 2023) dismissed · NSE Committee orders rejecting Investor Protection Fund claims upheld
Appeal: Appeal Nos. 243 of 2023 and 13 connected appeals decided and dismissed on 15.05.2023 (reserved 01.05.2023)
Clients availed Anugrah's Derivatives Advisory Services with assured fixed returns, making Investor Protection Fund claims inadmissible.
All Appeal Nos.243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed · NSE Committee rejection of IPF compensation upheld as no error of law
Appeal: Appeal Nos.243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 reserved 01.05.2023, decided/dismissed 15.05.2023
SAT matter SATV-663B3CE029EE69A243C0BA90
A week's time allowed to the appellant to file rejoinder · Matter listed on May 1, 2023
Appeal: Appeal Nos. 243-247, 249-252, 329-330, 368-369 of 2023 pending before SAT; not disposed, adjourned on 24.04.2023 for rejoinder
The appellants allegedly availed Derivatives Advisory Services involving assured or guaranteed returns from Anugrah, making their Investor Protection Fund claims inadmissible.
All appeals dismissed. · Impugned orders rejecting Investor Protection Fund compensation claims upheld.
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400 and 401 of 2023 dismissed on 15 May 2023.
SAT matter SATV-69047A30D7CB173C05263150
Respondent NSE to file reply on amended appeals · List all appeals on April 24, 2023
Appeal: Appeal Nos. 243 of 2022 and 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending before SAT; vide order dated 28.03.2023 at reply stage, next date 24.04.2023
Appellants availed Anugrah's impermissible Derivatives Advisory Services assuring fixed returns, rendering claims under Investor Protection Fund inadmissible.
All appeals (Nos. 243-247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023) dismissed · NSE Member and Core Settlement Guarantee Fund Committee rejection of IPF claims confirmed
Appeal: Prior appeal allowed by SAT on 24.11.2022 remanding IPF rejection to NSE Committee for fresh decision; present 14 appeals decided 15.05.2023 (reserved 01.05.2023) - dismissed
SAT matter SATV-6D95CC4FD182163F5CD8A5FA
Miscellaneous applications for exemption from payment of fees disposed of · Amendment applications allowed
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending before SAT; listed for admission on 28.03.2023
Anugrah offered prohibited Derivatives Advisory Services with assured returns; appellants availed DAS and received assured returns, making IPF claims inadmissible.
All appeals dismissed · NSE Committee rejection of Investor Protection Fund claims upheld
Appeal: Appeal Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed on 15.05.2023; earlier appeal allowed 24.11.2022 remanding to Committee
SAT matter SATV-73A3389D3C24DB148199DABD
A week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending before SAT; vide order dated 16.03.2023 listed for admission on 28.03.2023 with fee exemption/amendment applications disposed
Clients availed prohibited Derivatives Advisory Services (DAS) assuring fixed returns from broker Anugrah, rendering Investor Protection Fund claims inadmissible.
All appeals (Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023) dismissed · NSE Committee orders rejecting IPF compensation upheld as no error of law
Appeal: Prior appeal allowed by SAT order dated 24.11.2022 remanding for fresh decision; present 14 appeals disposed/dismissed by SAT decision dated 15.05.2023
SAT matter SATV-8FD3F1393D975939A9A583AB
One week's time allowed to the appellant to file rejoinder · Matter listed on May 1, 2023
SAT matter SATV-9F48214EE190760CF26EC428
A week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 against common NSE order pending; listed for admission on 28.03.2023
Appellants availed prohibited Derivatives Advisory Services (DAS) with assured/guaranteed returns from broker Anugrah; hence IPF compensation claims inadmissible.
All appeals (Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023) dismissed · NSE Committee rejection of Investor Protection Fund claims upheld - assured-return payouts not eligible
Appeal: Appeal Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed by SAT decision dated 15.05.2023 (reserved 01.05.2023)
SAT matter SATV-CCCE155D2FB8E0BC597C01A3
Impugned NSE communication set aside and Appeal No. 713 of 2022 allowed · Matter remanded for fresh decision in light of observations in Appeal No. 417 of 2022
Appeal: Appeal No. 713 of 2022 allowed on 20.10.2022 with remand; delay condoned via Misc. Application No. 1023 of 2022
Clients availed prohibited Derivatives Advisory Services with assured fixed returns; IPF compensation inadmissible
All appeals dismissed · IPF claims rejected as inadmissible for DAS assured returns
Appeal: Appeal Nos 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed on 15.05.2023 (reserved 01.05.2023)
SAT matter SATV-EAF1E616485FBFFAA74F3AAF
All appeals filed against common order taken up together · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243,244,245,246,247,249,250,251,252 of 2023 pending; listed for admission on 28.03.2023
SAT matter SATV-E96F7B604FE928101A39A507
Respondent NSE to file reply on amended appeals · Matter listed on April 24, 2023
Appeal: Appeal Nos. 243/2022, 244/2023, 245/2023, 246/2023, 247/2023, 249/2023, 250/2023, 251/2023, 252/2023 pending; reply stage, next date 24.04.2023
SAT matter SATV-46131955DFC710E60D39FE16
A week's time allowed to the appellant to file rejoinder · Matter listed on May 1, 2023
Appeal: Appeal Nos. 243-252 of 2023, 329-330 of 2023, 368-369 of 2023 pending before SAT; adjourned to May 1, 2023
Clients availed prohibited Derivatives Advisory Services assuring fixed returns from broker; Investor Protection Fund compensation claim held inadmissible.
All appeals Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed · NSE Committee rejection of Investor Protection Fund claims upheld as inadmissible
SAT matter SATV-81DE4E116037F7DE39E89F16
Respondent to file reply on amended appeals within three weeks · List matters on April 24, 2023
Appeal: Appeal Nos. 243 of 2022, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 pending; reply ordered, next listing 24 April 2023
SAT matter SATV-83BDC6FD64C5065CC414D97C
All appeals taken up together as filed against common NSE order · Appellants allowed a week's time to deposit court fees
Appeal: Appeal Nos. 243,244,245,246,247,249,250,251,252 of 2023 against common NSE order pending; listed for admission on 28.03.2023 per order dated 16.03.2023
Appellants availed prohibited Derivatives Advisory Services assuring fixed returns from Anugrah, rendering Investor Protection Fund claims inadmissible.
All appeals Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023 dismissed · NSE Committee rejection of Investor Protection Fund claims upheld
Appeal: Prior appeal allowed by SAT order dated 24 Nov 2022 remanding to NSE Committee; present appeals dismissed by decision dated 15 May 2023
SAT matter SATV-9EA2C500E6442CE1B5FAADAA
Respondent to file reply on amended appeals · List matters on April 24, 2023
Appeal: Appeal Nos. 244, 245, 246, 247, 249, 250, 251, 252 of 2023 and 243 of 2022 pending before SAT; at reply stage, next date April 24, 2023
SAT matter SATV-B3753FA442B3080722799F04
One week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 against common NSE order pending; listed for admission on 28 March 2023
SAT matter SATV-ACE2473D59451EB63E7E702D
A week's time allowed to appellants to deposit court fees · Miscellaneous applications for exemption from payment of fees disposed of
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 251, 252 of 2023 against common NSE order - pending, listed for admission on 28 March 2023
Broker Anugrah offered prohibited Derivatives Advisory Services assuring fixed returns akin to PMS; appellants availed DAS and received assured returns, rendering IPF compensation inadmissible.
All appeals (Nos. 243,244,245,246,247,249,250,252,329,330,368,369,400,401 of 2023) dismissed · NSE Committee orders rejecting Investor Protection Fund claims upheld - no error of law
Appeal: Appeal Nos. 243, 244, 245, 246, 247, 249, 250, 252, 329, 330, 368, 369, 400, 401 of 2023 disposed and dismissed by SAT decision dated 15.05.2023 (reserved 01.05.2023); prior appeal allowed and remanded by SAT order dated 24.11.2022
Anugrah offered Derivatives Advisory Services assuring fixed returns akin to PMS; appellants as DAS clients received assured returns, making IPF claims inadmissible.
All appeals dismissed; NSE Committee rejection of IPF claims upheld as no error of law · No order as to costs; parties to act on digitally signed order
Appeal: Appeal Nos. 243-247, 249-250, 252, 329-330, 368-369, 400-401 of 2023 dismissed on 15.05.2023 (reserved 01.05.2023)

Other

SAT matter SATV-3B8D14CE5E116B508D159DE9
Respondent NSE to file reply on amended appeals · Matter to be listed on April 24, 2023
Appeal: Appeal Nos. 244, 245, 246, 247, 249, 250, 251, 252 of 2023 and 243 of 2022 pending before SAT; reply stage, listed on 24 April 2023, no disposal yet

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Source: SecMarx — Nina Jayendra Doshi. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.