Neha Agrawal

5 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appeal No.24 of 2019 partly allowed; penalty reduced from Rs.5,00,000 to Rs.1,00,000.
Appeal No.21 of 2019 partly allowed; penalty reduced from Rs.2,00,000 to Rs.1,00,000.
All appellants directed to deposit the applicable penalty within 30 days from 25 March 2019.
Appeal No.24 of 2019 allowed in part: Anand Kumar Agrawal penalty reduced from Rs.5,00,000 to Rs.1,00,000
Appeal No.21 of 2019 allowed in part: Asha Agrawal penalty reduced from Rs.2,00,000 to Rs.1,00,000

SAT-appeal

Failure by promoters to disclose acquisition or disposal of shares to the company within two trading days where quarterly traded value exceeded Rs.10 lakh.
Appeal No.24 of 2019 partly allowed; penalty reduced from Rs.5,00,000 to Rs.1,00,000. · Appeal No.21 of 2019 partly allowed; penalty reduced from Rs.2,00,000 to Rs.1,00,000.
Appeal: Appeal Nos.20, 21, 22 and 24 of 2019 and 481 of 2018 decided by SAT on 25 March 2019; Appeals 21 and 24 partly allowed, Appeals 20, 22 and 481 dismissed.
Promoters failed to disclose to company shares acquired/disposed exceeding Rs.10 lakh traded value in calendar quarter within two trading days.
Appeal No.24 of 2019 allowed in part: Anand Kumar Agrawal penalty reduced from Rs.5,00,000 to Rs.1,00,000 · Appeal No.21 of 2019 allowed in part: Asha Agrawal penalty reduced from Rs.2,00,000 to Rs.1,00,000
Appeal: Appeal Nos.20,21,22,24 of 2019 and 481 of 2018 decided on 25.3.2019; Nos.24 and 21 allowed in part, Nos.20,22 and 481 dismissed
Failure by promoter appellants to disclose to company within two trading days shares acquired/disposed where traded value exceeded Rs.10 lakh in calendar quarter
Appeal No.24 of 2019 (Anand Kumar Agrawal) partly allowed: penalty reduced from Rs.5,00,000 to Rs.1,00,000 · Appeal No.21 of 2019 (Asha Agrawal) partly allowed: penalty reduced from Rs.2,00,000 to Rs.1,00,000
Appeal: Appeal Nos.20, 21, 22, 24 of 2019 and 481 of 2018 decided together on 25.3.2019: Nos.24 and 21 partly allowed, Nos.20, 22 and 481 dismissed
Failure by promoters to disclose to company within two trading days shares acquired/disposed where traded value exceeded Rs.10 lakh in a calendar quarter.
Appeal No.24 of 2019 (Anand Kumar Agrawal) partly allowed: penalty reduced from Rs.5,00,000 to Rs.1,00,000 · Appeal No.21 of 2019 (Asha Agrawal) partly allowed: penalty reduced from Rs.2,00,000 to Rs.1,00,000
Appeal: Appeal Nos.20,21,22,24 of 2019 and 481 of 2018 decided on 25.3.2019: Nos.24 and 21 partly allowed, Nos.20,22 and 481 dismissed
Promoters failed to disclose to company number of shares acquired/disposed within two trading days where traded value exceeded Rs 10 lakh in a calendar quarter.
Appeal No.24 of 2019 (Anand Kumar Agrawal) allowed in part: penalty reduced from Rs 5,00,000 to Rs 1,00,000 · Appeal No.21 of 2019 (Asha Agrawal) allowed in part: penalty reduced from Rs 2,00,000 to Rs 1,00,000
Appeal: Appeal Nos.20,21,22,24 of 2019 and 481 of 2018 decided on 25.3.2019: Nos.24 and 21 partly allowed, Nos.20,22 and 481 dismissed

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Source: SecMarx — Neha Agrawal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.