National Securities Exchange of India Ltd.
Penalties and directions recorded
- Respondent to place on record circulars and bylaws concerning the clearing member's liability for the unrecovered client funds.
- All parties to approach Registrar 48 hours before date fixed to ascertain video conference or physical hearing
- Parties to take instructions from Registrar 48 hours before fixed date on video conference or physical hearing
- Direct all parties to approach Registrar 48 hours before fixed date to ascertain video conference vs physical hearing mode
SAT-appeal
- SAT matter SATV-00674A2C4F093931B09DED9DRespondent to place on record circulars and bylaws concerning the clearing member's liability for the unrecovered client funds. · Affidavit to be filed within one week.Appeal: Appeal No. 207 of 2020 was pending; listed for 16 October 2020. Miscellaneous Applications Nos. 306 and 292 of 2020 were also considered.
- SAT matter SATV-772420EE10040D1925C37046List Appeal No. 207 of 2020 for admission on October 5, 2020 · All parties to approach Registrar 48 hours before date fixed to ascertain video conference or physical hearingAppeal: Appeal No. 207 of 2020 pending, listed for admission on October 5, 2020 with Misc. Application No. 292 of 2020 (Delay) and Misc. Application No. 306 of 2020 (Grant of Additional Time)
- SAT matter SATV-A1E3E1568A84B72B6909A676Matter adjourned as prayed by counsel for appellant · Listed on November 2, 2020 for admission and for final disposalAppeal: Appeal No. 207 of 2020 with Misc. Application No. 306 of 2020 and Misc. Application No. 292 of 2020 adjourned on 26.10.2020; listed for admission and final disposal on November 2, 2020
- SAT matter SATV-E9604422D80360ACC72892DBList Appeal No. 277 of 2020 for admission on September 30, 2020 · Direct all parties to approach Registrar 48 hours before fixed date to ascertain video conference vs physical hearing modeAppeal: Appeal No. 277 of 2020 by Axis Bank Ltd. pending; vide order dated 18.09.2020 listed for admission on September 30, 2020
Source: SecMarx — National Securities Exchange of India Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.