Nam Securities Ltd.
Penalties and directions recorded
- No interim order passed as full penalty deposited and no interim sought
SAT-appeal
- Claim for exemption from stock-broker registration fees previously paid by an individual broker, based on alleged conversion of the individual membership into a corporate entity.Appeal dismissed. · SEBI's order disallowing Nam Securities' fee-exemption claim upheld, albeit for different reasons.Appeal: Appeal No. 166 of 2007 dismissed by SAT on 1 November 2007.
- SAT matter SATV-5AD7F04A90A81A4FCE9176B0Heard learned advocates for parties and reserved orderAppeal: Appeal No. 398 of 2025 with Misc. Application No. 84 of 2026 heard on 09.04.2026, order reserved
- SAT matter SATV-A00C166C1436F0295A35C9E2Office to verify application for additional documents on record · Matter listed next on 26.02.2026Appeal: Appeal No. 398 of 2025 pending before SAT, adjourned to 26.02.2026 vide order dated 21.01.2026
- SAT matter SATV-A3F6E51EA11758BA8154BABDAppeal admitted · Waiver application, if filed by appellant, to be considered in accordance with lawAppeal: Appeal No. 398 of 2025 admitted on 26.09.2025; pending, next date 08.12.2025
- SAT matter SATV-E7B19EFACCD1BA686AB0D2E8Matter adjourned by consent to September 23, 2025Appeal: Appeal No. 398 of 2025 with Misc. Application No. 961 of 2025 pending, adjourned by consent to 23 September 2025 vide order dated 10.09.2025
- SAT matter SATV-4A216A961705E19F7A198C4FBy consent, matter to be called on 10.09.2025Appeal: Appeal No. 398 of 2025 with Misc. Application No. 961 of 2025 pending before SAT; adjourned to 10.09.2025 by consent
- SAT matter SATV-7CF87A41788B2F3437475DAFAdjourned by consent; matter to be called on 26.09.2025Appeal: Appeal No. 398 of 2025 along with Misc. Application No. 961 of 2025 pending; adjourned to 26.09.2025 vide order dated 23.09.2025
- SAT matter SATV-BCEC37BD9F34C66D341D4919Matter adjourned and listed as Call on 09.04.2026Appeal: Appeal No. 398 of 2025 along with Misc. Application No. 84 of 2026 pending; adjourned vide order dated 26.02.2026 to 09.04.2026
- SAT matter SATV-CDF744EC2F77620EC16602EBThree weeks time granted to appellant to file rejoinder · Matter listed / Call on 21.01.2026Appeal: Appeal No. 398 of 2025 along with Misc. Application No. 961 of 2025 pending; adjourned to 21.01.2026
Source: SecMarx — Nam Securities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.