NNM Securities Pvt. Ltd.
Penalties and directions recorded
- Parties directed to take instructions from the Registrar 48 hours before the next date regarding video conference or physical hearing
- Appellant directed to deposit Rs.20 lakhs with NSE in an interest-bearing escrow account
- Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
- Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing mode
- Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
SAT-appeal
- SAT matter SATV-004ACDFC7429CA4C20D2D448Adjournment granted by consent; matter listed on 21 April 2026Appeal: Appeal No. 137 of 2024; adjourned on 11 February 2026 by consent to 21 April 2026
- SAT matter SATV-041D4CA23A3C3B67D309A84AOrder reservedAppeal: Appeal No. 533 of 2020 listed before SAT on 17 June 2022; order reserved.
- SAT matter SATV-0BAA62DA07129CC6A85E3485Matter adjourned and directed to be listed on September 11, 2025.Appeal: Appeal No. 586 of 2024 was adjourned on 10 July 2025; next listing fixed for 11 September 2025.
- SAT matter SATV-24F22BF15BBAF5A96280A3DCAdjourned by consent at appellant's request for time; matter to be called on 21.07.2025Appeal: Appeal No. 137 of 2024 pending before SAT; adjourned to 21.07.2025 per order dated 22.04.2025
- SAT matter SATV-25563C440A114644FD66AF5AList for admission on February 29, 2024Appeal: Appeal Lodging No. 67 of 2024 with Misc. Application No. 126 of 2024 and Misc. Application No. 127 of 2024 pending; listed for admission on 29.02.2024
- SAT matter SATV-519BABF5DFABF295503E7B71Adjourned on request of learned counsel for appellant · List on June 17, 2022Appeal: Appeal No. 533 of 2020 with Misc. Application Nos. 441 and 442 of 2020 pending; adjourned to June 17, 2022
- SAT matter SATV-393B5FA576B5C541EF27491BMatter stood over to 19 January 2021 · Parties directed to take instructions from the Registrar 48 hours before the next date regarding video conference or physical hearingAppeal: Appeal No. 195 of 2020; order dated 16 December 2020; matter adjourned to 19 January 2021
- SAT matter SATV-4770FB9A774B413B143D6D96By consent, matter to be called on July 10, 2025Appeal: Appeal No. 586 of 2024 with Misc. Application No. 480 of 2024 and Misc. Application No. 153 of 2025 pending before SAT; adjourned to July 10, 2025
- SAT matter SATV-6C77A3E975983CFBCB3F0AABObjection to amendment application, if any, to be filed · Rejoinder to objection may be filed thereafterAppeal: Appeal No.195 of 2020 with Misc. Application No.268 of 2020 pending; listed for admission and final hearing on 18 September 2020
- SAT matter SATV-781E58EE4C1F601C96F23F3DAdjournment granted by consent; matter to be called on July 16, 2025Appeal: Appeal No. 402 of 2024 with Misc. Application No. 1051 of 2024 and Misc. Application No. 61 of 2025 pending; adjourned by order dated 15.04.2025 to July 16, 2025
- SAT matter SATV-400120F3397F6F2F76EDE5E7Impugned order suspending the appellant’s trades stayed during pendency of the appeal · Appellant directed to deposit Rs.20 lakhs with NSE in an interest-bearing escrow accountAppeal: Appeal Lodging No.181 of 2020; interim stay granted on 25 June 2020; final disposal not stated
- SAT matter SATV-7D9FF0793532F44B84C188C3Matter adjourned and to be called on February 4, 2025 as prayed by both partiesAppeal: Appeal No. 137 of 2024 with Misc. Applications No. 126, 568, 636 and 864 of 2024 pending before SAT, adjourned to 04.02.2025
- SAT matter SATV-8C847D7A7E5EE971183F8225List matter on April 19, 2022 · Parties to act on digitally signed copy by Private Secretary; certified copy available on payment of usual chargesAppeal: Appeal No. 533 of 2020 with Misc. Application Nos. 441 and 442 of 2020 pending; adjourned, next listed on April 19, 2022
- SAT matter SATV-853A98B326DB420DC0F0BEBCAdjourned and listed on February 14, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearingAppeal: Appeal No. 533 of 2020 with Misc. Application Nos. 441 and 442 of 2020 pending; adjourned on 05.01.2022, not disposed
- SAT matter SATV-964E31E9E52C5BE67BAA6CABMatter adjourned by consent; to be called on 10.09.2024Appeal: Appeal No. 137 of 2024 with Misc. Application Nos. 126 of 2024 and 568 of 2024 pending; adjourned to 10.09.2024
- SAT matter SATV-96C0FACA420B949963398325Delay in filing appeal condoned; Misc. Application allowed · Respondent permitted to file reply; appellant permitted to file rejoinderAppeal: Appeal No. 137 of 2024 pending admission; delay condoned vide Misc. Application No. 126 of 2024; Misc. Application No. 127 of 2024 deferred
- SAT matter SATV-875C7FF7F3CCC5F7DB70486FList Misc. Application No. 441 of 2020, Misc. Application No. 442 of 2020 and Appeal No. 533 of 2020 on January 5, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing modeAppeal: Appeal No. 533 of 2020 with Misc. Application No. 441 of 2020 and Misc. Application No. 442 of 2020 pending; adjourned to January 5, 2022
- SAT matter SATV-A36DAF4F1C6D61DC11D7BBBAAdjourned; matter listed again on October 27, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearingAppeal: Appeal No. 533 of 2020 with Misc. Applications No. 441 and 442 of 2020 pending; adjourned on 17.09.2021 to October 27, 2021
- SAT matter SATV-BBBDC4399D84571B4E094706Adjourned on request of counsel for respondent SEBI · List on May 12, 2022Appeal: Appeal No. 533 of 2020 with Misc. Application Nos. 441 and 442 of 2020 pending; adjourned to May 12, 2022
- SAT matter SATV-CAEC1E4B51A44D3ECDA1CD78List Appeal Lodging No. 193 of 2026 for admission on June 22, 2026 subject to curing office objectionsAppeal: Appeal Lodging No. 193 of 2026 with Misc. Application No. 573 of 2026 mentioned on 17.06.2026, listed for admission on 22.06.2026
- SAT matter SATV-DB267126A7C5AAA2C2DD29F3List matter on May 20, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on hearing modeAppeal: Appeal No. 195 of 2020 (NNM Securities vs NSE) pending before SAT, next listed May 20, 2021
- SAT matter SATV-E3BA9C7CE5645847CDB08C6EAmendment application (Misc. Application No.268 of 2020) allowed · Carry out corrections in memo of appeal within two weeksAppeal: Misc. Application No.268 of 2020 in Appeal No.195 of 2020 allowed on 19.11.2020; appeal pending, next listed 16.12.2020
- SAT matter SATV-ED59EA16F28A1AA15FB0BF9EDelay in filing reply by NSE condoned and reply taken on record · Four weeks granted to appellant to file rejoinderAppeal: Appeal No. 137 of 2024 with Misc. Application No. 126 of 2024 pending; interim stay granted on 17.05.2024; next date 18 July 2024
- SAT matter SATV-FA538FBE8C1D8892CBCCF64DList for admission on March 7, 2024Appeal: Appeal No. 137 of 2024 with Misc. Application Nos. 126 and 127 of 2024 pending; listed for admission on March 7, 2024
- Inspection-based charges leading to penalty and two days suspension by NSE Committee, specifics not detailed in SAT orderSet aside impugned order of Member and Core Settlement Guarantee Fund Committee · Remit matter to Committee to decide afresh considering additional documentsAppeal: Appeal No. 195 of 2020 allowed on 20.05.2021 and remanded for fresh decision
- SAT matter SATV-8E492FDF7E96F2186E35BAB7Adjournment granted on respondent request; matter listed on October 23, 2024 by consentAppeal: Appeal No. 586 of 2024 with Misc. Application No. 480 of 2024 pending; adjourned to October 23, 2024
- SAT matter SATV-877564374F221D0334BB1F3CAdjournment granted at appellant's request; matter listed on September 10, 2026Appeal: Appeal No. 137 of 2024 with Misc. Applications 126, 568, 636, 864 of 2024 pending before SAT; adjourned
- SAT matter SATV-97805DCF7F86CFC6708D8381List for admission on June 22, 2026 subject to curing office objections, if anyAppeal: Appeal Lodging No. 193 of 2026 and Misc. Application No. 573 of 2026 listed for admission on June 22, 2026 vide order dated 17.06.2026
- SAT matter SATV-834FA5D17ACD9B7EAB14C1DDAdjournment granted on respondent's request; matter to be called on November 26, 2024 by consentAppeal: Appeal No. 137 of 2024 with Misc. Applications 126, 568, 636 of 2024 pending; adjourned to November 26, 2024
- SAT matter SATV-B238EA038BE56AE64DAB32D7Listed Misc. Application No. 268 of 2020 and Appeal No. 195 of 2020 on October 8, 2020 · Parties to seek instructions from Registrar 48 hrs before on physical vs video hearingAppeal: Appeal No. 195 of 2020 with Misc. Application No. 268 of 2020 (Amendment Application) pending; next listing October 8, 2020
- SAT matter SATV-C5AD5A991B224ABB9D4B0DE6List matter on May 13, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on hearing modeAppeal: Appeal No. 195 of 2020 pending before SAT; adjourned vide order dated 08.04.2021, next listed on 13.05.2021
- SAT matter SATV-C45DDC2588016643260AF84CDelay of 7 days condoned and Misc. Application No. 480 of 2024 allowed · Appeal No. 586 of 2024 admittedAppeal: Appeal No. 586 of 2024 with Misc. Application No. 480 of 2024 for 7-day delay allowed on 23.10.2024; appeal admitted and pending, next listed 19.12.2024
- SAT matter SATV-E159DA287081E73677BD30DEAdjourned on request of appellant, listed on March 28, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearingAppeal: Appeal No. 533 of 2020 with Misc. Applications Nos. 441 and 442 of 2020 pending, adjourned to March 28, 2022
- SAT matter SATV-EF00F82E2FFFF5ED207A0119List matter on April 8, 2021 · Parties to take instructions from Registrar 48 hours before date fixed on mode of hearingAppeal: Appeal No. 195 of 2020 pending before SAT, adjourned to April 8, 2021
- SAT matter SATV-F6D828CF8ECA21EB86A3766DAdjourned by consent and listed on September 19, 2025Appeal: Appeal No. 402 of 2024 pending; adjourned on 21.08.2025 to September 19, 2025 with Misc. Application Nos. 1051 of 2024 and 61 of 2025
Source: SecMarx — NNM Securities Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.