NLM Trading Pvt. Ltd.
Penalties and directions recorded
- Appellant must arrange representation by the next hearing, failing which appropriate orders may be passed.
SAT-appeal
- Illiquid stock option matter; specific alleged violation is not detailed in the order.Appellant must arrange representation by the next hearing, failing which appropriate orders may be passed. · SEBI was requested to decide the proposed settlement scheme at the earliest.Appeal: Appeal No. 208 of 2025 remained pending; listed for 1 September 2026.
- SAT matter SATV-2091E91BE641E1FB0E8644FBMatter directed to be listed on 16 October 2025Appeal: Appeal No. 208 of 2025, along with Miscellaneous Applications Nos. 411 and 412 of 2025; listed for 16 October 2025
- SAT matter SATV-2DC97BE71D780F98B38A502FSEBI granted eight weeks to file its reply · Appellant may file rejoinder within four weeks thereafterAppeal: Appeal No. 208 of 2025, along with Miscellaneous Applications Nos. 411 and 412 of 2025; procedural hearing on 13 February 2026; reply and rejoinder pending; listed for 16 June 2026
- SAT matter SATV-2A6CC2D45C694F55A0B971A9By consent, call on June 10, 2025Appeal: Appeal No. 208 of 2025 along with Misc. Application Nos. 411 of 2025 and 412 of 2025 - adjourned by consent to June 10, 2025 vide order dated 05.05.2025
- SAT matter SATV-776F95AFAC82560BF26A1442Call on 25.07.2025 - matter adjourned to next dateAppeal: Appeal No. 208 of 2025 with Misc. Applications 411 and 412 of 2025 pending before SAT; adjourned to 25.07.2025
- SAT matter SATV-C942EC5B43CC7CD8CDD4E255Call / next listing on August 22, 2025Appeal: Appeal No. 208 of 2025 with Misc. Application No. 411 of 2025 and 412 of 2025 pending; adjourned to August 22, 2025 vide order dated 25.07.2025
- SAT matter SATV-DBFACBC4092FD5C8AE88CE84By consent, matter to be called on April 30, 2025Appeal: Appeal No. 208 of 2025 with Misc. Application No. 411 of 2025 and Misc. Application No. 412 of 2025 pending before SAT; adjourned by consent to April 30, 2025 vide order dated 29.04.2025
- SAT matter SATV-79D43C55477EB2E9DB6C503AMatter listed for hearing on 5 May 2025Appeal: Appeal No. 208 of 2025, along with Miscellaneous Applications Nos. 411 and 412 of 2025; order dated 30 April 2025 adjourned the matter to 5 May 2025
- SAT matter SATV-49AC79DA4F3A36DF8AE6B9DBCall on 19.09.2025Appeal: Appeal No. 208 of 2025 along with Misc. Application Nos. 411 & 412 of 2025 pending before SAT; adjourned vide order dated 22.08.2025 to 19.09.2025
- SAT matter SATV-B9A7E51233D8FACFAC4CA672Call on February 13, 2026Appeal: Appeal No. 208 of 2025 pending, adjourned to 13 February 2026
- SAT matter SATV-B03C157CF11511D0977106E4Call on 06.01.2026Appeal: Appeal No. 208 of 2025 along with Misc. Application Nos. 411 and 412 of 2025 pending; adjourned vide order dated 16.10.2025 to 06.01.2026
- SAT matter SATV-B0228C2B88BF9D5AC453DDFEBy consent, matter to be called on June 24, 2025Appeal: Appeal No. 208 of 2025 with Misc. Application Nos. 411 and 412 of 2025 pending; adjourned by consent to June 24, 2025
Source: SecMarx — NLM Trading Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.