N.M. Lohia & Co.

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Penalty reduced to Rs. 2 lacs

SAT-appeal

Executed manipulative trades on behalf of clients in cross deals as found by adjudicating officer
Penalty reduced to Rs. 2 lacs · Impugned adjudicating officer order modified accordingly
Appeal: Appeal No. 73 of 2010 disposed of on 22.6.2010
SAT matter SATV-5ED29D3BF577159EBF088A16
Appeal dismissed with no order as to costs
Appeal: Appeal No. 72 of 2010 decided on 22.6.2010, dismissed with no order as to costs

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Source: SecMarx — N.M. Lohia & Co.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.