Ms. Sangeeta Gupta
Penalties and directions recorded
- SAT considered connected appeals against AO penalty orders dated 10 February 2021 and 11 February 2021.
- Prior SAT directions were noted: NSE to deposit Rs.100 crore to IPEF, subject to adjustment of earlier deposits and refund of excess with interest.
- WTM permitted to pass orders by 30 July 2024.
SAT-appeal
- Alleged colocation-related preferential access, unequal dissemination of TBT data, weak controls and manipulation enabling OPG to obtain early access and trading advantage; alleged fraudulent and unfair trade practices.SAT considered connected appeals against AO penalty orders dated 10 February 2021 and 11 February 2021. · Prior SAT directions were noted: NSE to deposit Rs.100 crore to IPEF, subject to adjustment of earlier deposits and refund of excess with interest.Appeal: Appeal Nos. 166, 167, 168 and 369 of 2021 were heard together; order dated 12 July 2023. The text also refers to prior Appeal No. 184 of 2019 and connected appeals decided on 23 January 2023.
- SAT matter SATV-4D922253E986CE3612C688C7SEBI to grant inspection and provide documents listed at paragraphs 8(6), 8(8), 8(9) and 8(10) of the impugned order in redacted form. · Appellants directed to appear before the WTM on 27 May 2024.Appeal: Appeal No. 299 of 2024 disposed of by SAT on 15 May 2024; pending interlocutory applications disposed of.
- Remand proceedings on quantum of disgorgement/unlawful gains; appellants allege SEBI revising quantification methodology beyond remand scope.Appeal No. 372 of 2024 dismissed · WTM to pass comprehensive order on all issues including jurisdictional issueAppeal: Appeal No. 372 of 2024 dismissed on 24.06.2024; Misc. Applications Nos. 759-761 of 2024 disposed of
Source: SecMarx — Ms. Sangeeta Gupta. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.