Ms. Prenita Dutt

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Disgorge Rs 2.2 crore jointly and severally with 6% p.a. interest from April 17, 2008 till payment per WTM order
Restrain all appellants from accessing securities market or dealing in securities for 2 years per WTM order
Disgorge Rs 2.2 crore jointly and severally with 6% p.a. interest from April 17, 2008 till payment per WTM order
Restrain all appellants from accessing securities market/dealing in securities for 2 years per WTM order
WTM: disgorge Rs 2.2 crore jointly and severally with 6% p.a. interest from 17 April 2008 till payment

SAT-appeal

Insider trading in NDTV shares in 2006-2008 on six alleged UPSIs on expansion, alliances and fund raising allegedly communicated by advisor Sanjay Dutt to connected entities.
Disgorge Rs 2.2 crore jointly and severally with 6% p.a. interest from April 17, 2008 till payment per WTM order · Restrain all appellants from accessing securities market or dealing in securities for 2 years per WTM order
Insider trading in NDTV shares during 2006-2008 on basis of six alleged UPSIs communicated by advisor Sanjay Dutt to connected persons/entities.
Disgorge Rs 2.2 crore jointly and severally with 6% p.a. interest from April 17, 2008 till payment per WTM order · Restrain all appellants from accessing securities market/dealing in securities for 2 years per WTM order
Appeal: Appeal Nos. 49, 103, 104 of 2021 heard together; hearing 20.07.2022, decision 02.02.2023 vs WTM order 27.11.2020
Insider trading in NDTV shares by connected entities on UPSI allegedly communicated by advisor Sanjay Dutt, yielding wrongful gain of Rs 2.2 crore.
WTM: disgorge Rs 2.2 crore jointly and severally with 6% p.a. interest from 17 April 2008 till payment · WTM: all appellants restrained from accessing securities market / dealing for 2 years
Appeal: Appeal Nos. 49, 103, 104 of 2021 heard on 20.07.2022, decided on 02.02.2023 against WTM order

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Source: SecMarx — Ms. Prenita Dutt. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.