Ms. Jyoti Kalra

2 matters before the Securities Appellate Tribunal

SAT-appeal

SAT matter SATV-B02DEB93824C60B507232FBF
Adjourned on request of respondent · List on 13th April, 2023
Appeal: Appeal No. 288 of 2023 heard on 27.3.2023, adjourned to 13th April, 2023 on respondent request
Carrying on Investment Advisory Services without obtaining certificate of registration under Regulation 3 of IA Regulations, 2013.
Appeal dismissed as appellant admittedly provided investment advice without registration · WTM to reconsider quantum of refund on appellant's affidavit evidence
Appeal: Appeal No. 288 of 2023 dismissed on 13 April 2023 with limited remand to WTM on refund quantum

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Source: SecMarx — Ms. Jyoti Kalra. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.