Mrs. Ramkishori Gupta

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Compensation claim of Rs.51,53,190 against SEBI was rejected; appeal disposed with no costs.

SAT-appeal

Alleged misleading and fraudulent advertisements by Vital Communication Ltd. concerning buy-back, preferential allotment and bonus shares, inducing investors to purchase its shares.
SEBI directed to investigate VCL's alleged misleading and fraudulent advertisements, along with or separately from its ongoing investigation. · SEBI directed to convey the investigation outcome to the appellants.
Appeal: Appeal No. 207 of 2012 decided and disposed by SAT on 30 April 2013; no further appeal mentioned.
SAT matter SATV-7A188510710F4B96696C01DF
Misc. Application No.23 of 2015 allowed to be withdrawn · Liberty granted to file appeal against WTM order dated 16 December 2014
Appeal: Misc. Application No.23 of 2015 in Appeal No.207 of 2012 withdrawn on 6 February 2015 with liberty to file fresh appeal against WTM order dated 16 December 2014
Alleged ill-gotten gains by persons/entities named in SEBI order dated July 31, 2014 leading to quantification and disgorgement proceedings.
Appeal allowed to be withdrawn with liberty to appear before WTM regarding report dated June 15, 2015 · WTM to pass appropriate order on merits after hearing appellant as expeditiously as possible
Appeal: Appeal No. 189 of 2015 withdrawn at appellant request and disposed of on 27.08.2015 with liberty to appear before WTM

Analyse these matters in Ontology · Plans

Source: SecMarx — Mrs. Ramkishori Gupta. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.