Mr. Vinod Malik

7 matters before the Securities Appellate Tribunal

Penalties and directions recorded

abstain from collecting any money from investors
Abstain from collecting money from investors
Abstain from collecting any money from investors
abstain from collecting any money from investors

SAT-appeal

SAT matter SATV-09F9CCF4C36309E0276735BC
Miscellaneous Application No. 3 of 2017 allowed to be withdrawn · No order as to costs
Appeal: Miscellaneous Application No. 3 of 2017 in Appeal No. 157 of 2015 withdrawn on 23 March 2017; disposal recorded with no order as to costs
SAT matter SATV-304E13EB0DD89FC202175139
Intervention application allowed by consent · Intervener application disposed of accordingly
Appeal: Misc. Application No. 9 of 2016 in Appeal No. 157 of 2015 disposed of on 13.10.2016 by consent
India Business Centre project at Gurgaon alleged to be unregistered Collective Investment Scheme operated without registration under Section 12(1B) SEBI Act.
abstain from collecting any money from investors · wind up existing CIS
Appeal: Appeal Nos. 157 of 2015, 158 of 2015, 21 of 2021, 22 of 2021 with Misc. Applications heard 08.07.2022, decided 03.01.2023
India Business Centre Gurgaon project held as unregistered Collective Investment Scheme collecting money under assured-return without Section 12(1B) registration.
Abstain from collecting money from investors · Wind up existing CIS and refund monies collected within three months
Appeal: Appeal Nos. 157/2015, 158/2015, 21/2021, 22/2021 against WTM order 19 Dec 2014; heard 08.07.2022, decided 03.01.2023
SAT matter SATV-64A8EB20FE394FFABF732AC3
Appeal No.157 of 2015 and Misc. Application No.230 of 2015 dismissed for want of prosecution
India Business Centre (IBC) Gurgaon project offering IT spaces under assured return plan held as unregistered Collective Investment Scheme under Sec 11AA without Sec 12(1B) registration.
Abstain from collecting any money from investors · Wind up existing CIS
Appeal: Appeal No.157 of 2015, 158 of 2015, 21 of 2021, 22 of 2021 with Misc. Applications against WTM order dated 19 Dec 2014; Hearing 08.07.2022, Decision 03.01.2023
India Business Centre (IBC) Gurgaon IT-space assured-return plan alleged as unregistered Collective Investment Scheme operated without registration under Section 12(1B).
abstain from collecting any money from investors · wind up existing CIS
Appeal: Appeal Nos. 157 of 2015, 158 of 2015, 21 of 2021, 22 of 2021 heard on 08.07.2022, decided by SAT on 03.01.2023

Analyse these matters in Ontology · Plans

Source: SecMarx — Mr. Vinod Malik. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.