Mr. Vikas Rajpal

SAT-appeal

• SAT matter SATV-0819B57E2F3AADB889B9CE59
  Delay in filing the reply condoned · Reply taken on record
  Appeal: Appeal No. 216 of 2023; reply filing delay condoned on 28 April 2023, reply taken on record, and rejoinder permitted. Matter listed for 28 June 2023.
• SAT matter SATV-0B0CD250849890D1E24A0E61
  Appeal listed for further hearing on 1 December 2023
  Appeal: Appeal No. 216 of 2023 was listed before SAT on 31 October 2023; no disposal on merits stated.
• SAT matter SATV-1F88FD5BF96A6DA73E30DF42
  List the appeal on 1 December 2023
  Appeal: Appeal No. 216 of 2023 listed on 31 October 2023 for 1 December 2023; no final disposal stated
• SAT matter SATV-50E7727798C9E32DEF41906D
  List Misc. Application No. 1603 of 2023 on December 15, 2023
  Appeal: Misc. Application No. 1603 of 2023 in Appeal No. 216 of 2023 pending; next listing on December 15, 2023
• SAT matter SATV-51B02FA3D4B10CC1F42A3359
  Adjourned on request of appellant's counsel · List on August 22, 2023
  Appeal: Appeal No. 216 of 2023 pending before SAT, adjourned on 28.06.2023, next date August 22, 2023
• SAT matter SATV-344C29B72F1263FAE0DAC059
  Appeal listed for hearing on 1 December 2023
  Appeal: Appeal No. 216 of 2023; order dated 31 October 2023; matter adjourned and listed on 1 December 2023
• SAT matter SATV-A7139DC6062BD969209F937A
  Matter adjourned by consent to October 18, 2024 as respondent counsel sought time with no objection from appellant
  Appeal: Appeal No. 216 of 2023 pending before SAT Mumbai, adjourned to October 18, 2024 vide order dated 20.08.2024
• Alleged compliance violations during inspection period attributed to appellant as compliance officer; SEBI claims violations were continuous and flagged at May 2, 2019 board meeting.
  Matter adjourned by consent of both sides to August 20, 2024 for SEBI to complete instructions
  Appeal: Appeal No. 216 of 2023 pending before SAT, Mumbai; adjourned on 16.07.2024 to August 20, 2024, not disposed
• SAT matter SATV-A653A00AAD00290BDA1B04B4
  Delay in filing appeal condoned; Misc. Application No. 161 of 2023 allowed · Respondent to file reply within three weeks; rejoinder within three weeks thereafter
  Appeal: Appeal No. 216 of 2023 with Misc. Application No. 161 of 2023 - delay condoned, pending before SAT, stay of impugned order granted on 02.03.2023, next date 28.04.2023
• SAT matter SATV-E37871519A52B83F78988B83
  Correct para 3 of order dated October 18, 2024: substitute '2013' with '2018' · Substitute para 5 with: show cause notice was issued to directors (noticee Nos. 1 to 5) and to appellant (noticee No. 6)
  Appeal: Appeal No. 216 of 2023 (Vikas Rajpal vs SEBI & Ors) - correction to SAT order dated Oct 18, 2024 passed on 22.11.2024
• SAT matter SATV-F3813A0A102BF4777672AB13
  Put up on March 02, 2023 for admission
  Appeal: Appeal No. 216 of 2023 with Misc. Application No. 161 of 2023 put up for admission on March 02, 2023
• SAT matter SATV-539F2300F0D3D57ED6EDE28B
  Appeal adjourned due to non-availability of bench · Matter listed on 20 June 2024
  Appeal: Appeal No. 216 of 2023 was adjourned on 1 April 2024 due to non-availability of bench and listed on 20 June 2024; no final disposal stated.
• Alleged responsibility for PMS-Karvy's regulatory and compliance deficiencies during 1 April 2018–31 March 2019, including failure to maintain qualified officers, disclosure and agreement deficiencies, allocation controls, audit rectification and complaint records.
  Appeal allowed. · SEBI AO order dated 15 November 2022 quashed qua Mr. Vikas Rajpal.
  Appeal: Appeal No. 216 of 2023 allowed and disposed of by SAT on 18 October 2024; impugned AO order dated 15 November 2022 quashed qua the appellant.
• SAT matter SATV-A8EBC55DE9D82E79F9865363
  Adjourned due to non-availability of the bench · List on April 1, 2024
  Appeal: Appeal No. 216 of 2023 pending, adjourned to April 1, 2024 due to non-availability of bench
• SAT matter SATV-E2724965C2920EDAF8DDB255
  Matter adjourned by consent to July 16, 2024
  Appeal: Appeal No. 216 of 2023 pending before SAT; adjourned to July 16, 2024 vide order dated 20.06.2024
• SAT matter SATV-E71912815E2DB0B385164A11
  Appeal dismissed for want of prosecution due to non-appearance of appellant
  Appeal: Appeal No. 216 of 2023 dismissed for want of prosecution vide decision dated 01.12.2023
• SAT matter SATV-ED1DC186378A7D057972B1D9
  Misc. Application No. 1603 of 2023 allowed as cause shown sufficient · Appeal No. 216 of 2023 restored to its original number
  Appeal: Misc. Application No. 1603 of 2023 in Appeal No. 216 of 2023 allowed on 15.12.2023; appeal restored, listed for admission and final disposal