Mr. Venkitaraman Iyer Subramonian

5 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appeal No.197 of 2020 partly allowed - penalty reduced from Rs.15 lakhs to Rs.5 lakhs
Appeal No.197 of 2020 partly allowed - penalty reduced from Rs 15 lakhs to Rs 5 lakhs
Order reserved after hearing appellant in person and counsel for SEBI
Order reserved after hearing appellant in person and counsel for SEBI

SAT-appeal

SAT matter SATV-1300A8F68AD8235A3B5A0F30
Delay in filing the appeal condoned · Respondent to file reply within four weeks
Appeal: Appeal Lodging No. 184 of 2020; delay condoned on 30 June 2020; reply and rejoinder directions issued; listed for 19 August 2020
Fraudulent GDR issue where single entity subscribed via Banco loan secured by GDR proceeds, with non-disclosure on conversion and sale in Indian market.
Appeal No.610 of 2019 dismissed - 2-year debarment from securities market confirmed · Appeal No.197 of 2020 partly allowed - penalty reduced from Rs.15 lakhs to Rs.5 lakhs
Appeal: Appeal No.610 of 2019 dismissed and Appeal No.197 of 2020 partly allowed by SAT common order dated 9.10.2020, reserved on 19.8.2020
Fraudulent GDR issue where single entity subscribed via bank loan secured by GDR proceeds, with no disclosure to Indian investors on conversion and sale.
Appeal No.610 of 2019 dismissed - 2-year debarment from accessing securities market confirmed · Appeal No.197 of 2020 partly allowed - penalty reduced from Rs 15 lakhs to Rs 5 lakhs
Appeal: Appeal No.610 of 2019 dismissed and Appeal No.197 of 2020 partly allowed by SAT decision dated 9.10.2020 (reserved 19.8.2020)
SAT matter SATV-C8ACFC0E1E6BA18FD23D5D06
Order reserved after hearing appellant in person and counsel for SEBI · Order to be digitally signed by Presiding Officer on behalf of bench
Appeal: Appeal No. 610 of 2019 with Appeal Lodging No. 184 of 2020 (Venkitaraman Iyer Subramonian vs SEBI) heard on 19.08.2020; order reserved, no disposal yet
SAT matter SATV-A50CF3A1BA50EC3FD66867D5
Order reserved after hearing appellant in person and counsel for SEBI · Parties directed to act on digitally signed copy sent by fax/email due to Covid-19
Appeal: Appeal No. 610 of 2019 with Appeal Lodging No. 184 of 2020 heard 19.08.2020; order reserved, not disposed

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Source: SecMarx — Mr. Venkitaraman Iyer Subramonian. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.