Mr. Shashwat Agarwal

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appeal dismissed, AO penalty upheld
AO penalties upheld: Rs 25 lakh on company and Rs 15 lakh on CMD
Appeal dismissed, AO penalty upheld with no interference

SAT-appeal

Delayed disclosure by 6 days of transfer of 496603 shares (6.85%) on 26 Sept 2014, disclosed only on 13 Oct 2014
Appeal dismissed, AO penalty upheld · No order as to costs
Appeal: Appeal No. 92 of 2018 decided on 27.06.2018 - dismissed
Failure to furnish information/documents pursuant to statutory summons dated 1 Aug 2011 under Sections 11C(2)/11C(3) during probe into circular trading in company scrip.
Appeal No. 51 of 2013 dismissed with no order as to costs · AO penalties upheld: Rs 25 lakh on company and Rs 15 lakh on CMD
Appeal: Appeal No. 51 of 2013 reserved 06.09.2013, decided 22.10.2013 - dismissed, AO order confirmed
Announced board consideration of rights issue then never considered it and withheld outcome, misleading investors in violation of fraud provisions.
Appeal dismissed, AO penalty upheld with no interference · No order as to costs
Appeal: Appeal No. 137 of 2012 decided on 14.11.2012 and dismissed

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Source: SecMarx — Mr. Shashwat Agarwal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.