Mr. Sandeep Yadav

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Refund money received from investors for investment advisory services
Restraint from accessing securities market for 2 years from order or 2 years from completion of refund

SAT-appeal

SAT matter SATV-ACF3FDEEDD7BDF3B4327D0BB
Adjourned on request of appellant's counsel · List on June 05, 2023
Appeal: Appeal No. 446 of 2023 with Misc. Application No. 611 of 2023 pending; adjourned to June 05, 2023
Carrying on investment advisory services without registration under IA Regulations and receiving investor monies, undisputed.
SAT dismissed appeal and upheld WTM order dated 30 January 2023 · Refund money received from investors for investment advisory services
Appeal: Appeal No. 446 of 2023 with Misc. Application No. 611 of 2023 dismissed on 05.06.2023 with no order as to costs

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Source: SecMarx — Mr. Sandeep Yadav. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.