Mr. Mukesh Vishwakarma

SAT-appeal

• Alleged investment-adviser misconduct and fraudulent/unfair practices: unsuitable product sales, unreasonable fees, assured-return promises, misrepresentation, grievance failures, handling clients’ demat accounts and charging fees before services.
  Appeal No. 456 of 2023 allowed in part; penalty reduced from Rs.19 lakhs to Rs.7 lakhs. · Penalty fixed at Rs.5 lakhs under Section 15HA, Rs.1 lakh under Section 15HB and Rs.1 lakh under Section 15EB.
  Appeal: SAT disposed of connected Appeal Nos. 456 and 457 of 2023 on 22 November 2024; Appeal No. 456 partly allowed by reducing monetary penalty. Appeal No. 457 challenged the two-year registration suspension, but its operative disposal is not separately stated in the extracted order.
• SAT matter SATV-1909206A3F97D575564CD055
  Order reserved in Appeal Nos. 456 and 457 of 2023
  Appeal: Appeal Nos. 456 and 457 of 2023 heard by SAT on 09 September 2024; order reserved.
• SAT matter SATV-216A353A1CA2B9CDEEC2839C
  Order reserved in Appeal Nos. 456 and 457 of 2023
  Appeal: Appeal Nos. 456 and 457 of 2023; order reserved on 09 September 2024
• SAT matter SATV-18221B1F6BC9216951AB471B
  Delay in filing the reply was condoned. · Reply was taken on record and rejoinder noted.
  Appeal: Appeal Nos. 456 and 457 of 2023; on 8 December 2023, delay in filing the reply was condoned, reply taken on record, and matters adjourned to 31 January 2024.
• SEBI imposed a penalty alleging that the appellant charged an exorbitant advisory fee.
  Respondent to file reply within three weeks. · Appellant may file rejoinder within three weeks thereafter.
  Appeal: Appeal No. 456 of 2023; interim stay granted on 9 June 2023; listed for admission and final disposal on 1 August 2023.
• SAT matter SATV-5ABB210F433E679D80DE5078
  Adjourned on request of learned counsel for the appellant · List on October 18, 2023
  Appeal: Appeal No. 456 of 2023 with Misc. Application No. 975 of 2023 and Appeal No. 457 of 2023 with Misc. Application No. 976 of 2023 pending, adjourned to October 18, 2023
• SAT matter SATV-816183D42401D4BA83E0FCD8
  Adjourned on request of learned counsel for the appellant · List for admission on June 9, 2023
  Appeal: Appeal Nos. 455, 456 and 457 of 2023 adjourned on 17.05.2023 on appellant's request; listed for admission on June 9, 2023; no disposal on merits
• SAT matter SATV-4845D3D8EEFEF9800DF59FCD
  Appeals adjourned on the appellant's counsel's request · List the matters on October 18, 2023
  Appeal: Appeal Nos. 456 and 457 of 2023 were pending and adjourned on September 1, 2023; listed for October 18, 2023
• SAT matter SATV-BCB15DCB6ACFF79C670AEA71
  Matters adjourned due to non-availability of the bench · List on April 02, 2024
  Appeal: Appeal Nos. 456 of 2023 and 457 of 2023 adjourned on 31.01.2024; next listing April 02, 2024
• SAT matter SATV-594615078B427D426F8E9C52
  Three weeks' time allowed to the appellant to file rejoinder · Matter listed for 1 September 2023
  Appeal: Appeal Nos. 456 and 457 of 2023; order dated 1 August 2023; rejoinder permitted and matters listed for 1 September 2023
• SAT matter SATV-D3EF26A28FBFDCEB4A3429BB
  Matters adjourned due to non-availability of the bench
  Appeal: Appeal No. 456 of 2023 and Appeal No. 457 of 2023 adjourned due to non-availability of bench; not disposed
• SAT matter SATV-F9F3DFD442879A5F6A19263B
  Three weeks' time allowed to appellant to file rejoinder · Matter listed on September 1, 2023
  Appeal: Appeal Nos. 456 and 457 of 2023 pending; rejoinder allowed; next listing September 1, 2023
• SAT matter SATV-5400923034056FE83DE14D30
  Adjournment granted by consent · Appeals listed for hearing on 30 July 2024
  Appeal: Appeal Nos. 456 of 2023 and 457 of 2023; on 24 June 2024, adjournment was granted and the matters were listed for 30 July 2024
• SAT matter SATV-6AB88593B4CAED03C3974822
  Matters adjourned due to non-availability of bench · List on June 24, 2024
  Appeal: Appeal No. 456 of 2023 and Appeal No. 457 of 2023 pending, adjourned to June 24, 2024
• SAT matter SATV-9B13D357FF5BB85CE00079F3
  List Appeal Nos. 456 and 457 of 2023 on December 08, 2023
  Appeal: Appeal Nos. 456 and 457 of 2023 with Misc. Applications Nos. 975 and 976 of 2023 pending; listed on December 08, 2023
• SAT matter SATV-A9088B50D5B276E675A1133A
  List on December 08, 2023
  Appeal: Misc. Application No. 975 of 2023 in Appeal No. 456 of 2023 and Misc. Application No. 976 of 2023 in Appeal No. 457 of 2023 - listed on December 08, 2023, no disposal yet
• SAT matter SATV-BA986CCB05D26340C40074DB
  Matters adjourned due to non-availability of the bench · List on April 02, 2024
  Appeal: Appeal Nos. 456 of 2023 and 457 of 2023 adjourned on 31.01.2024; next listing April 02, 2024
• SAT matter SATV-D2C85F96C9147FF047ED4191
  Delay in filing reply condoned and reply taken on record · Matter adjourned on request of appellants, listed on January 31, 2024
  Appeal: Appeal Nos. 456 of 2023 and 457 of 2023 with Misc. Applications Nos. 975 and 976 of 2023 pending; adjourned to January 31, 2024
• SAT matter SATV-E59F82828D59F22B9BDCB9BA
  Adjourned by consent, matter to be called on September 9, 2024
  Appeal: Appeal No. 456 of 2023 and Appeal No. 457 of 2023 pending before SAT; adjourned to September 9, 2024
• SAT matter SATV-F7947CFB9EDECD590703AB6F
  Connected with Appeal No. 456 of 2023 · Listed on August 01, 2023
  Appeal: Appeal No. 457 of 2023 pending; connected with Appeal No. 456 of 2023, next listed on 01.08.2023