Mr. Ankit Goel
Penalties and directions recorded
- Deposit Rs. 42,96,283 with SEBI within six months from 14 October 2022
SAT-appeal
- SAT matter SATV-0792F60E35CB90B3D6EE945BMatter directed to be listed on 14 October 2022Appeal: Appeal No. 672 of 2022 was not disposed of; matter was adjourned to 14 October 2022
- SAT matter SATV-1909BC9BCC6E2C1379DEFD54List the appeal for admission on 28 February 2024Appeal: Miscellaneous Application No. 1366 of 2023 in Appeal No. 672 of 2022; listed for admission on 28 February 2024
- Collected Rs. 42,96,283 as investor fees without obtaining registration as investment adviserMisc. Application seeking extension of time dismissed · Liberty given to applicant to file fresh applicationAppeal: Misc. Application No. 1366 of 2023 in Appeal No. 672 of 2022 dismissed with liberty to file fresh application
- Providing investment advisory services without SEBI registration and collecting Rs. 42,96,283 as advisory fees.Deposit Rs. 42,96,283 with SEBI within six months from 14 October 2022 · Debarment from securities market to be lifted upon depositAppeal: Appeal No. 672 of 2022 with Misc. Applications 1062-1063 of 2022 disposed of on 14.10.2022 by SAT with deposit directions
Source: SecMarx — Mr. Ankit Goel. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.