Mr. A. Venkateswarlu

6 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Company penalty reduced to Rs 10 lakh for LODR violations
Penalties imposed on other individual appellants set aside
Reduced appellant Company penalty to Rs 10 lakh
Set aside penalties imposed on other individual appellants
Company penalty reduced to Rs 10 lakh

SAT-appeal

Alleged shell company with misrepresentation of financials, misuse of funds/books and LODR non-compliances over three financial years; PFUTP/fraud charge not proved.
Appeals partly allowed while affirming LODR violations · Debarment reduced to period already undergone by appellants
Appeal: Appeal Nos. 759 to 764 of 2021 partly allowed by SAT decision dated 14.11.2022
Suspected shell company; misrepresentation of financials/accounting standards, misuse of funds/books and LODR disclosure failures; PFUTP fraud alleged but held not proved.
Affirmed LODR non-compliance violation by Company · Reduced debarment to period already undergone
Appeal: Appeal Nos. 759, 760, 761, 762, 763, 764 of 2021 partly allowed on 14.11.2022; earlier Appeal No. 216 of 2017 disposed on 11.09.2017
Alleged shell company with misrepresentation of financials, misuse of funds/books and LODR violations; PFUTP charge not sustained.
Affirmed LODR non-compliance violation · Debarment reduced to period already undergone
Appeal: Appeal Nos 759 to 764 of 2021 partly allowed by SAT order dated 14.11.2022
Alleged shell company with misrepresented financials, misuse of funds/books and LODR disclosure failures over three FYs; PFUTP fraud/diversion charge held not proved.
Affirmed LODR non-compliance violation by Company · Reduced market debarment (1-year/6-months) to period already undergone
Appeal: Appeal Nos. 759 to 764 of 2021 partly allowed by SAT decision dated 14.11.2022
Alleged shell company misrepresenting financials and misusing funds/books of accounts violating LODR Regulations and PFUTP Regulations.
Affirmed LODR violation; held no Section 12A/PFUTP violation · Reduced debarment to period already undergone by appellants
Appeal: Appeal Nos. 759, 760, 761, 762, 763, 764 of 2021 partly allowed on 14.11.2022
Alleged shell company misrepresenting financials, misusing funds/books of accounts violating LODR Regulations and PFUTP Regulations.
Affirmed LODR violation but reduced debarment to period already undergone · Reduced appellant Company penalty to Rs 10 lakh for LODR violations
Appeal: Appeal Nos. 759-764 of 2021 partly allowed by SAT order dated 14.11.2022

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Source: SecMarx — Mr. A. Venkateswarlu. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.