Mousumi Deb Roy
Penalties and directions recorded
- SEBI may initiate proceedings against the appellants in accordance with law and pass appropriate orders.
SAT-appeal
- The appellants challenged SEBI's ex-parte ad-interim restraint order restricting their securities-market activities and prohibiting acceptance of new clients.SEBI's ex-parte ad-interim order dated 17 February 2016 was quashed and set aside qua the appellants. · SEBI may initiate proceedings against the appellants in accordance with law and pass appropriate orders.Appeal: Appeal Nos. 60 and 61 of 2016 disposed of on 18 March 2016; SEBI's impugned order was quashed qua the appellants.
- SAT matter SATV-B32F09897AF395301D7AC081Ex-parte ad-interim SEBI order dated 17.02.2016 quashed and set aside qua appellants · Both appeals disposed of with no order as to costsAppeal: Appeal Nos. 60 and 61 of 2016 disposed on 18/03/2016 - impugned order quashed qua appellants
Source: SecMarx — Mousumi Deb Roy. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.