Mohit Gupta

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Appeal allowed in part; refund of Rs. 23,94,574.50 and Rs. 1 lakh penalty under Section 15EB sustained
Matter remitted to SEBI for reconsideration only on Rs. 5 lakh penalty under Section 15HA after hearing

SAT-appeal

SAT matter SATV-005B347BED6AC5F222ED97D1
Exemption Application (Misc. Application No. 580 of 2025) allowed and disposed of · Interim order not pressed at this stage
Appeal: Appeal No. 256 of 2025 pending; listed for 21 August 2025
SAT matter SATV-13E0AC72A98F12715F13BCE5
List the appeal for admission on 09 June 2025
Appeal: Appeal No. 256 of 2025, with Miscellaneous Applications Nos. 580 and 581 of 2025; order dated 03 June 2025; listed for admission on 09 June 2025
Acting as unregistered investment advisor in violation of PFUTP Regulations, 2003
Appeal allowed in part; refund of Rs. 23,94,574.50 and Rs. 1 lakh penalty under Section 15EB sustained · Matter remitted to SEBI for reconsideration only on Rs. 5 lakh penalty under Section 15HA after hearing
Appeal: Appeal No. 256 of 2025 disposed on 21 August 2025 - allowed in part and remanded

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Source: SecMarx — Mohit Gupta. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.