Manoj Agarwal

19 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Authority to accept application under SEBI Settlement Scheme 2022 as pending proceeding and pass appropriate orders
Restraint from accessing securities market for 4 years
Appellant liability limited to Rs.40 lakh collected during his directorship

SAT-appeal

Alleged price manipulation through off-market transactions with connected group entities and benefiting by selling shares.
Impugned Chief General Manager order dated 27 January 2023 and corrigendum dated 8 February 2023 quashed insofar as it related to the appellants. · Appeals Nos. 331 to 338 of 2023 allowed.
Appeal: Appeal Nos. 331 to 338 of 2023 allowed by SAT on 25 April 2023.
Challenge to common SEBI debarment order; specific underlying violation not stated in this procedural order
Connect Appeals 331-338 of 2023 with Appeal No. 938 of 2022 and list on April 18, 2023 · SEBI to take instructions on justification of Chief General Manager debarment when another authority exonerated appellants on same issue
Appeal: Appeal Nos. 331 to 338 of 2023 pending before SAT; connected with Appeal No. 938 of 2022, next listed on April 18, 2023; no disposal on merits yet
Debarment by Chief General Manager challenged where appellants claim another authority exonerated them on same issue
Connect with Appeal No. 938 of 2022 and list on April 18, 2023 · Respondent to take instructions on justification for CGM debarment despite exoneration by another authority
Appeal: Appeal Nos. 331 to 338 of 2023 pending; connected with Appeal No. 938 of 2022, next listed on April 18, 2023
Alleged off-market transactions with connected group entities to benefit by selling shares and price manipulation in Sulabh Engineers and Services Ltd.
Impugned Chief General Manager order quashed insofar as it relates to appellants · Appeal Nos.331 to 338 of 2023 allowed
Appeal: Appeal Nos.331-338 of 2023 allowed and disposed by SAT order dated 25.4.2023
Debarment by Chief General Manager on same issue on which another authority had exonerated appellants; details of charge not stated
All appeals against common order taken up together · Connected with Appeal No. 938 of 2022 and listed on April 18, 2023
Appeal: Appeal Nos. 331 to 338 of 2023 pending before SAT; connected with Appeal No. 938 of 2022, next listing April 18, 2023
SAT matter SATV-D51C9E9D3756A6104C87625F
Connect with Appeal No. 938 of 2022 and list on April 18, 2023 · SEBI to take instructions justifying CGM debarment despite exoneration by another authority on same issue
Appeal: Appeal Nos. 331-338 of 2023 pending against common SEBI order; connected with Appeal No. 938 of 2022, next listed April 18, 2023, no disposal yet
SAT matter SATV-E8F0C8DE18CFC372632475CB
Delay in filing appeal condoned via Misc. Application No. 1225 of 2022 · Appeal No. 772 of 2022 disposed of
Appeal: Appeal No. 772 of 2022 with Misc. Application No. 1225 of 2022 disposed on 04.11.2022; delay condoned
Debarment by SEBI Chief General Manager vide common order; appellants claim another authority had exonerated them on same issue
All appeals against common order taken up together · Connected with Appeal No. 938 of 2022 and listed on April 18, 2023
Appeal: Appeal Nos. 331 to 338 of 2023 filed against common SEBI order; connected with Appeal No. 938 of 2022, listed on April 18, 2023 - pending, not disposed on 12.04.2023
Off-market transactions with connected group entities and benefiting by selling shares, alleged price manipulation in Sulabh Engineers and Services Ltd violating PFUTP Regulations 3 and 4.
CGM order quashed insofar as it relates to appellants · Appeal Nos. 331-338 of 2023 allowed
Appeal: Appeal Nos. 331-338 of 2023 allowed by SAT order dated 25.04.2023; earlier appeal against WTM order allowed and remanded on 29.04.2022
Alleged price manipulation through off-market transactions with connected group entities and benefiting by selling shares.
Impugned order of the Chief General Manager dated 27 January 2023 and corrigendum dated 8 February 2023 quashed insofar as it related to the appellants. · Appeals allowed.
Appeal: Appeal Nos. 331 to 338 of 2023 allowed by SAT on 25 April 2023.
BREDL collected Rs.99.06 lakh via redeemable preference shares from over 50 allottees in 2011-2013 without complying with public issue norms, triggering deemed public issue and refund liability.
Jointly and severally refund money via redeemable preference shares with 15% p.a. interest compounded half-yearly · Restraint from accessing securities market for 4 years
SAT matter SATV-6EC2B558C810D358E6674B69
All appeals against common order taken up together · Connect with Appeal No. 938 of 2022 and list on April 18, 2023
Appeal: Appeal Nos. 331 to 338 of 2023 pending before SAT; adjourned and connected with Appeal No. 938 of 2022 for hearing on April 18, 2023
SAT matter SATV-703DE48006583467FBD7B551
All six appeals arising from common order taken up together · Connected with Appeal No. 319 of 2020 and listed for admission and final disposal
Appeal: Appeal Nos. 398, 399, 400, 401, 420, 421 of 2020 pending; listed on 11 December 2020 for admission and final disposal
Alleged off-market transactions with connected group entities in Sulabh Engineers and Services Ltd to manipulate price and profit from sale of shares.
CGM order quashed insofar as it relates to appellants · Appeal Nos.331-338 of 2023 allowed
Appeal: Appeal Nos.331-338 of 2023 allowed by SAT order dated 25.04.2023
Alleged off-market transactions with connected group entities and profitable sale constituting price manipulation in Sulabh Engineers and Services Ltd violating PFUTP Regs 3 and 4.
Impugned CGM order quashed qua the appellants · Appeal Nos.331 to 338 of 2023 allowed
Appeal: Appeal Nos.331 to 338 of 2023 allowed by SAT order dated 25.4.2023; impugned CGM order quashed
Debarment by SEBI Chief General Manager on same issue on which another authority had exonerated appellants; specific violation not detailed in this order
Connect Appeal Nos. 331-338 of 2023 with Appeal No. 938 of 2022 and take up together · SEBI to take instructions on justification for CGM debarment despite exoneration by another authority
Appeal: Appeal Nos. 331 to 338 of 2023 pending before SAT; connected with Appeal No. 938 of 2022, listed on 18 April 2023
SAT matter SATV-E36362F82D30D216DD80AD65
Connect Appeal Nos. 331-338 of 2023 with Appeal No. 938 of 2022 and list on April 18, 2023 · Respondent SEBI to take instructions on justification of Chief General Manager for debarring appellants when another authority exonerated them on same issue
Appeal: Appeal Nos. 331 to 338 of 2023 against common SEBI order, heard 12.04.2023, adjourned to 18.04.2023; no final disposal
Alleged off-market transactions with connected group entities in Sulabh Engineers and Services Ltd to manipulate price, violating PFUTP Regs 3-4.
Impugned CGM order quashed qua appellants · Appeals Nos.331-338 of 2023 allowed
Appeal: Appeal Nos.331-338 of 2023 allowed vide SAT order dated 25.04.2023
Alleged price manipulation via off-market transactions with connected group entities and benefiting by selling shares in Sulabh Engineers and Services Ltd.
Impugned CGM order quashed insofar as it relates to appellants · Appeals No.331 to 338 of 2023 allowed
Appeal: Appeals No.331-338 of 2023 allowed and disposed by SAT order dated 25.4.2023

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Source: SecMarx — Manoj Agarwal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.