MBL & Company Ltd.

14 matters before the Securities Appellate Tribunal

Penalties and directions recorded

WTM restraint from proprietary-account trading in securities for four years upheld
AO monetary penalties upheld
Put up matters for further hearing on February 15, 2022
Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode
Parties to take instructions from Registrar 48 hrs before date fixed on VC vs physical hearing

SAT-appeal

Manipulative self-trades in Gujarat NRE Coke Ltd. creating artificial price rise and positive LTP; breach of the stock broker code of conduct.
Both Appeal No. 494 of 2020 and Appeal No. 4 of 2021 dismissed · WTM restraint from proprietary-account trading in securities for four years upheld
Appeal: Appeal Nos. 494 of 2020 and 4 of 2021 dismissed by SAT on 13 May 2022
SAT matter SATV-37E608225ECEBB6B78F54C8B
Put up matters for further hearing on February 15, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on hearing mode
Appeal: Misc. Application No. 102 of 2021 (Stay Application) with Appeal No. 494 of 2020 and Appeal No. 4 of 2021 pending, adjourned to 15.02.2022, not disposed
SAT matter SATV-B0D5E51B5A371A294870919F
Stand over to March 18, 2021 · Parties to take instructions from Registrar 48 hrs before date fixed on VC vs physical hearing
Appeal: Misc. Application No. 102 of 2021 (Stay) in Appeal No. 494 of 2020 with Appeal No. 4 of 2021 - stood over to March 18, 2021
SAT matter SATV-C00799A1A40174B50FE1BB28
Put up Misc. Application No. 102 of 2021, Appeal No. 494 of 2020 and Appeal No. 4 of 2021 for further hearing on February 15, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
SAT matter SATV-C0EE415F4E8A00583FEA75C3
Put up Appeal No. 494 of 2020 with Misc. Application No. 102 of 2021 and Appeal No. 4 of 2021 for further hearing on February 15, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference or physical hearing mode
Appeal: Misc. Application No. 102 of 2021 (Stay Application) and Appeal No. 494 of 2020 with Appeal No. 4 of 2021 pending; adjourned to February 15, 2022
SAT matter SATV-E79CDBCADC35AA9E61590F52
Put up matters for further hearing on February 15, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
Appeal: Appeal No. 494 of 2020 and Appeal No. 4 of 2021 with Misc. Application No. 102 of 2021 (Stay Application) pending; adjourned to February 15, 2022
SAT matter SATV-F3B41A172CD7C29EDF61E2EF
Put up matters for further hearing on February 15, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference or physical hearing
Appeal: Misc. Application No. 102 of 2021 (Stay Application) in Appeal No. 494 of 2020 with Appeal No. 4 of 2021 - MBL & Company Ltd. vs SEBI - adjourned to 15.02.2022, not disposed on 11.02.2022
Self-trades in Gujarat NRE Coke Ltd proprietary trading contributing Rs 289.35 positive LTP (12.64% market) creating artificial price rise
Both Appeal No.494/2020 and Appeal No.4/2021 dismissed without costs · WTM 4-year proprietary dealing restraint upheld
Appeal: Appeal No.494/2020 and Appeal No.4/2021 with Misc.Application No.102/2021 disposed/dismissed on 13.05.2022
SAT matter SATV-63956ACE813BC8A2CEB0CD03
List the appeals on 9 February 2022 · Parties to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
Appeal: Appeal No. 494 of 2020 and Appeal No. 4 of 2021 were pending and adjourned for listing on 9 February 2022; no disposal on merits stated
SAT matter SATV-7949CA8E561C83AEA154F1CC
Matters to be listed for further hearing on 15 February 2022 · Parties to obtain instructions from the Registrar 48 hours before the hearing regarding video conference or physical hearing
Appeal: Appeal Nos. 494 of 2020 and 4 of 2021 were listed for further hearing on 15 February 2022; no final disposal recorded in this order.
SAT matter SATV-53FAD90DADD15A83120BC4E0
List Appeal No. 494 of 2020 with Appeal No. 4 of 2021 on February 9, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Misc. Application No. 102 of 2021 (Stay) in Appeal No. 494 of 2020 with Appeal No. 4 of 2021 pending; adjourned to February 9, 2022
SAT matter SATV-663A36E04CD8E40299DEC483
Stand over to March 18, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Misc. Application No. 102 of 2021 (Stay Application) in Appeal No. 494 of 2020 with Appeal No. 4 of 2021 - adjourned, stood over to March 18, 2021; not disposed
SAT matter SATV-826DD7CFD6755B7143B2A6F8
Matters put up for further hearing on February 15, 2022 · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Misc. Application No. 102 of 2021 (Stay Application) in Appeal No. 494 of 2020 and Appeal No. 4 of 2021 pending; listed for further hearing on 15.02.2022
SAT matter SATV-D821126D94F5C2E731B525F4
Put up matters for further hearing on February 15, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on mode of hearing
Appeal: Misc. Application No. 102 of 2021 (Stay Application) and Appeal No. 494 of 2020 and Appeal No. 4 of 2021 pending; next hearing on February 15, 2022

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Source: SecMarx — MBL & Company Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.