M/s. Quantum Securities Private Limited

SAT-appeal

• SAT matter SATV-41CC2B8749247F57AAAEDAE6
  Appeal No. 463 of 2018 and Misc. Application No. 43 of 2019 dismissed as withdrawn
  Appeal: Appeal No. 463 of 2018 and Misc. Application No. 43 of 2019 dismissed as withdrawn on 24.02.2021
• Alleged violation involving trading on price-sensitive information in transactions during 2006–2008.
  Urgency application allowed. · Effect and operation of the WTM order stayed subject to deposit of Rs. 1 crore.
  Appeal: Appeal (L) No. 552 of 2020 filed against the WTM order dated 27 November 2020; interim stay granted subject to deposit.
• SAT matter SATV-CC5C8BE23A24679AAD66EE77
  Appellant to make fresh representation to SEBI regarding grievances made in appeal · Appropriate authority of SEBI to consider representation and pass appropriate order in accordance with law
  Appeal: Appeal No. 343 of 2015 disposed of on 10.10.2017 with direction for fresh representation to SEBI
• Alleged failure by Key Management Personnel and independent directors to disclose Income Tax DRP order and alleged fraudulent trades by company representative in violation of PFUTP norms.
  Misc. Application No. 274 of 2015 for impleadment as party respondent dismissed with no order as to costs
  Appeal: Misc. Application No. 274 of 2015 in Appeal No. 358 of 2015 dismissed on 14.09.2015; applicant's Appeal No. 343 of 2015 against same AO order pending and heard along with Appeal No. 358 of 2015