M/s. N R Mercantiles Private Ltd.

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

SEBI adjudication penalties upheld.
Impugned penalties upheld with no order as to costs.

SAT-appeal

Sale of Ramsarup Industries shares while in possession of unpublished price-sensitive information concerning quarterly financial results and proposed fund raising, during the company's closed trading-window period.
Appeal No. 138 of 2013 dismissed. · Appeal No. 141 of 2013 dismissed.
Appeal: Appeal Nos. 138 and 141 of 2013 decided and dismissed by SAT on 31 October 2013.
Trading in Ramsarup Industries shares while in possession of unpublished price-sensitive information concerning quarterly financial results and proposed fund-raising, during the closed trading-window period.
Appeal No. 138 of 2013 dismissed. · Appeal No. 141 of 2013 dismissed.
Appeal: Appeal Nos. 138 and 141 of 2013 dismissed by SAT on 31 October 2013.

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Source: SecMarx — M/s. N R Mercantiles Private Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.