M/s. Cash Cow Broking and Advisory Solutions

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

WTM to consider application and pass appropriate orders thereafter
Application to be accompanied by Rs. 30 lakh deposit as condition precedent

SAT-appeal

SAT matter SATV-3D6786518E5B2952D5156DF8
Order reserved.
Appeal: Appeal No. 234 of 2022; heard on 21 April 2023 and order reserved.
Carrying on investment advisory services without obtaining certificate of registration under Regulation 3 of IA Regulations, 2013
Appeal dismissed to extent appellants admittedly did unregistered investment advisory · WTM direction to refund entire collections remanded for scrutiny limited to advisory fees
Appeal: Appeal No. 234 of 2022 decided on 27 April 2023: dismissed on liability, remanded to WTM for requantification
Acting as unregistered investment advisor and collecting advisory fees liable for refund.
Admit Appeal No. 145 of 2026 · Stay of recovery of refund amount
Appeal: Appeal No. 145 of 2026 admitted on 08.05.2026; recovery stayed; pending, next date 27.08.2026

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Source: SecMarx — M/s. Cash Cow Broking and Advisory Solutions. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.