Liberty Stocklinks Pvt. Ltd.

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Clarified 04.01.2010 order only barred personal recovery of penalty, not Section 27 prosecution; defence lies before criminal court.
Parties to confirm from Registrar 48 hrs before fixed date whether hearing will be via video conference or physical
Monetary penalty recoverable only from assets of Liberty Stocklinks Pvt. Ltd.
SEBI not to recover penalty from Vikas Mehta in personal capacity

SAT-appeal

Underlying AO monetary penalty (violation not detailed) and Section 27 SEBI Act criminal prosecution against Company and its directors.
Misc. Application No. 1137 of 2021 rejected summarily as erroneous and misconceived. · Clarified 04.01.2010 order only barred personal recovery of penalty, not Section 27 prosecution; defence lies before criminal court.
Appeal: Appeal No. 173 of 2009 dismissed as withdrawn on 04.01.2010; Misc. Application No.1137 of 2021 decided on 03.01.2022
SAT matter SATV-807EB893A60A88272B9B022D
Adjourned on applicant's request due to non-availability of counsel · Listed for admission on January 03, 2022
Appeal: Misc. Application No. 1137 of 2021 in Appeal No. 173 of 2009 pending; adjourned on 18.11.2021 and listed for admission on 03.01.2022
SAT matter SATV-890F11BB1531437BB2CA0926
Appeal dismissed as withdrawn following SEBI statement on recovery · Monetary penalty recoverable only from assets of Liberty Stocklinks Pvt. Ltd.
Appeal: Appeal No. 173 of 2009 dismissed as withdrawn on 4.1.2010

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Source: SecMarx — Liberty Stocklinks Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.